Old Rulings, New Reasons
When the Supreme Court does away with a longstanding legal principle, what should become of the hundreds, if not thousands, of precedents across the judicial system that rely upon it? Does some residual precedential value continue to attach to a decision even after its reasoning has been rejected? Or should it be overturned unless it can be upheld on a new, independently persuasive legal basis?
These are the questions courts must ask when deciding whether to “reharmonize” precedent. A court reharmonizes a past decision by supporting it on alternative grounds that better fit with changing legal or factual understandings.
The Roberts Court has, in its own words, taken a “dim view” of reharmonizing. It should brighten its outlook. Reharmonizing promotes the values underlying stare decisis. It respects the norms of common law doctrinal development. It accounts for the reality of judicial fallibility. And it clarifies whether and why undermined precedent remains good law.
But reharmonizing poses dangers as well. It can distort legal doctrine by encouraging courts to accept a new rationale for a past decision that does not represent the “best” legal interpretation as a matter of first principles. This Article offers a framework for when courts should (and should not) reharmonize. A precedent should be reharmonized when: (1) its original reasoning is no longer tenable; (2) a plausible alternative legal basis exists on which to preserve it; and (3) the benefits of reharmonizing outweigh the costs to doctrinal integrity.
This framework clarifies the precedential doctrines employed by the federal courts, including the “special justification” and “prior panel precedent” rules. What’s more, it could help clean up the doctrinal messes created by the demise of Chevron, the curtailing of substantive due process, and the hollowing out of Bivens.
Introduction
We live in an age of overruling.1Albeit neither the first, nor necessarily the worst, such age. See, e.g., Adam Liptak, The Supreme Court’s Mixed Record on Adhering to Precedent, N.Y. Times (Jan. 29, 2024), https://nytimes.com/2024/01/29/us/supreme-court-precedent-chevron.html [perma.cc/BU5L-5M69]. In recent Terms, the Supreme Court has jettisoned precedent on hot-button issues like abortion rights, affirmative action, and religious exercise, as well as in less headline-grabbing areas like administrative law and criminal procedure.2Dobbs v. Jackson Women’s Health Org., 142 S. Ct. 2228 (2022); Students for Fair Admissions, Inc. v. President & Fellows of Harvard Coll., 143 S. Ct. 2141 (2023); Kennedy v. Bremerton Sch. Dist., 142 S. Ct. 2407 (2022); Loper Bright Enters. v. Raimondo, 144 S. Ct. 2244 (2024); Ramos v. Louisiana, 140 S. Ct. 1390 (2020); Edwards v. Vannoy, 141 S. Ct. 1547 (2021). Court watchers have often noted, and often criticized, the Court’s view that stare decisis does not compel it to stand by its past decisions.3See, e.g., Melissa Murray, Stare Decisis and Remedy, 73 Duke L.J. 1501, 1503 & n.1 (2024); Russell A. Miller, The Purpose and Practice of Precedent: What the Decade Long Debate Over Stare Decisis Teaches Us About the New Roberts Court, 51 U.C. L. Const. Q. 231, 239–40 (2024); Michael Gentithes, Janus-Faced Judging: How the Supreme Court Is Radically Weakening Stare Decisis, 62 Wm. & Mary L. Rev. 83, 86 (2020).
This furor over the Court’s readiness to discard specific unwanted precedents can sometimes overshadow an equally important trend: its willingness to rethink entire lines of doctrine, interpretive methodologies, and (seeming) constitutional settlements. Loper Bright Enterprises v. Raimondo spelled the end of Chevron deference, an administrative law doctrine cited in nearly twenty thousand federal cases.4Loper Bright, 144 S. Ct. at 2254; Kent Barnett & Christopher J. Walker, Chevron and Stare Decisis, 31 Geo. Mason L. Rev. 475, 477 (2024). And Loper Bright was no anomaly. The justices have cast doubt on everything from the means-ends balancing tests ubiquitous in constitutional adjudication5Means-ends scrutiny refers to the “method of evaluating a law’s constitutionality by asking if it is sufficiently tailored and justified to burden the exercise of a right.” Francesca Procaccini, The End of Means-End Scrutiny, 75 Duke L.J. 875, 877 (2026). Several scholars have noted the Court’s move away from balancing tests. See, e.g., Procaccini, supra; William Baude, Fear of Balancing, 2024 Sup. Ct. Rev. 169, 169 (2024); Bernadette Meyler, Fiction at the Court, 138 Harv. L. Rev. F. 22, 33 (2024). to the very concept of substantive due process.6See, e.g., Dobbs, 142 S. Ct. at 2246–47 (“The . . . theory . . . that the Fourteenth Amendment’s Due Process Clause provides substantive . . . protection . . . has long been controversial” and is a “treacherous field for this Court.”); id. at 2301 (Thomas, J., concurring) (“[T]he Due Process Clause does not secure any substantive rights.”); Sessions v. Dimaya, 138 S. Ct. 1204, 1233 (2018) (Gorsuch, J., concurring) (bemoaning “the judicial misuse of the so-called ‘substantive component’ of due process”). These threats to doctrinal stability are the natural (if not inevitable) consequence of the Court’s hard formalist turn and show no signs of abating.
When the Supreme Court does away with a longstanding legal principle, what should become of the hundreds, if not thousands, of precedents across the judicial system that rely upon it? Does some residual precedential value continue to attach to a decision even after its reasoning has been rejected? Or should it be overturned unless it can be upheld on a new, independently persuasive legal basis?
These are the questions courts must ask themselves when deciding whether to reharmonize precedent.7Related terms (usually starting with “re”) have occasionally cropped up in the literature—for example, revising, retheorizing, recasting, reconceptualizing, and rerationalizing. See, e.g., Bill Watson, Obstructing Precedent, 119 Nw. U. L. Rev. 259, 289 (2024) (describing “revising” precedent as when “[a] court modifies or subtracts existing fact types from a holding’s antecedent . . . yet the modified holding continues to require the precedent’s result”); Randy J. Kozel, Retheorizing Precedent, 70 Duke L.J. 1025, 1026 (2021) (defining “retheorization” as “the recasting of a prior judicial decision based on a new rationale”); Michael C. Dorf, Dicta and Article III, 142 U. Pa. L. Rev. 1997, 2035 (1994) (discussing “reconceptualizing” and “rerationalizing” precedent). I coin the term “reharmonizing” here to focus on the phenomenon of preserving precedent by rewriting its essential reasoning. As I define the term, a court reharmonizes one of its past decisions by supporting its holding or rule of decision on alternative grounds that better fit with intervening doctrinal developments or changing judicial attitudes.
An example at the outset might help: In Crawford v. Washington, the Supreme Court rejected the test for construing the Confrontation Clause set out in Ohio v. Roberts.8Crawford v. Washington, 541 U.S. 36 (2004); Ohio v. Roberts, 448 U.S. 56 (1980). Under Roberts, a criminal defendant was not entitled to confront unavailable witnesses if their statements were supported by adequate “indicia of reliability.”9448 U.S. at 65–68. Under Crawford, a defendant is now entitled to confront witnesses making “testimonial statements” against him regardless of their apparent reliability.10541 U.S. at 68–69 (“Where testimonial statements are at issue, the only indicium of reliability sufficient to satisfy constitutional demands is the one the Constitution actually prescribes: confrontation.”). But in junking Roberts, the Crawford Court did not overrule the entirety of its prior Confrontation Clause case law. Instead, in a remarkable passage, it reharmonized more than a dozen such decisions, individually demonstrating how each would have come out the same way under the Crawford rule—“an empirically accurate explanation of the results our cases have reached.”11Id. at 57–59, 59 n.9.
Although reharmonizing has long been part of the standard judicial repertoire, the practice remains undertheorized and underappreciated.12The leading exception is Retheorizing Precedent, supra note 7, Randy Kozel’s contribution to a symposium on the now-settled fate of Chevron deference. Kozel shares my bottom-line view “that principles of stare decisis” can “support judicial efforts to retheorize” cases, although our arguments for when and why that is so differ in several respects. Kozel, supra note 7, at 1027. While invaluable, Kozel’s treatment is incomplete. Kozel focuses on efforts to retheorize rules of decision, as opposed to more concrete aspects of rulings, like their specific holdings. See id. at 1036 (“To retheorize a precedent is to preserve its rule of decision while furnishing a novel justification.”). In practice, I believe the latter phenomenon will be at least as (if not more) important. Kozel also limits his discussion to the Supreme Court and horizontal stare decisis. As I will argue, retheorization is just as critical at the Court of Appeals level, which necessitates a distinct analysis in light of the principles of vertical stare decisis. Finally, Kozel’s article spends a considerable portion of its brisk length on efforts to retheorize Chevron—efforts that (by no fault of Kozel) have now failed—and does not directly address the broader relevance of reharmonizing to the formalist revolution currently underway at the Supreme Court. See id. at 1044–56. This Article offers the most comprehensive examination of reharmonizing in the academic literature to date, explaining how it works, documenting its historical use, interrogating the normative case for and against it, and offering a framework for when courts should (and should not) reharmonize.
Start with why courts might want to reharmonize decisions with defunct reasoning. First and foremost, doing so promotes the values underlying stare decisis.13See infra Section II.A. Many of the justifications for following precedent—such as promoting reliance interests, perceived judicial legitimacy, legal impartiality, and decisionmaking efficiency—remain in play even when a decision’s original reasoning no longer does. Those justifications turn on real-world reactions to judicial rulings. And often, there is greater awareness of, and reliance on, a case’s “low-level” aspects (like its concrete holding) than its “high-level” ones (like the precise doctrinal machinations that led to that holding). Likewise, the blow to perceived legitimacy that can attend overruling a case often stems from disturbing its result, not its rationale. Much of the benefit of stare decisis might thus be retained by propping up old rulings with new reasons.
Reharmonizing also respects the common law process through which courts—and particularly Article III courts bound by the “Case or Controversy” requirement—are ordinarily expected to construct legal doctrine.14 U.S. Const. art. III, § 2, cl. 1; see also infra Section II.B. A court does not promulgate legal rules as if it were a legislature adopting a statute. Instead, doctrinal frameworks are supposed to emerge from, and remain grounded in, the need to resolve particular legal disputes. By reharmonizing cases decided under an earlier state of the law, courts act as participants in a project of iterative doctrinal evolution, not as minilegislatures at liberty to revoke and replace legal rules at will.
Another virtue of reharmonizing is that it accounts for judicial fallibility.15See infra Section II.C. Not all changes to legal doctrine—even those embarked upon with great confidence and good intentions—turn out to be for the best. When a case presents a close call under a new legal test, but is clearly governed by precedent decided under a formally defunct (but possibly superior) set of legal principles, reharmonizing can increase the chance of a court reaching what we might think of as the platonic “right” answer.
A final benefit of reharmonizing is that it clarifies not just whether, but why, a decision whose original reasoning has been discredited is still good law.16See infra Section II.D. Absent such an explanation, future courts are left without guidance when new fact patterns arise that bear some relationship to that precedent but are not on all fours with it. Reharmonizing solves that problem by fitting an undermined decision within the rubric of some still-valid set of legal principles.
This Article makes the case that these benefits warrant courts putting a thumb on the scale in favor of reharmonizing precedent. To be clear, I am not advocating for courts to lightly discard the reasoning of past decisions—only that, once a court has done so, it should then engage in a healthy degree of motivated reasoning when deciding whether to accept an alternative legal basis for those decisions.
Of course, putting a thumb on the scale in favor of reharmonizing won’t always suffice to save undermined precedent. A change in doctrine or methodology will sometimes mean that decisions reached under the ancien régime were necessarily incorrect. For instance, some justices reject the idea that the Eighth Amendment’s Cruel and Unusual Punishments Clause incorporates “evolving standards of decency.”17See, e.g., Miller v. Alabama, 567 U.S. 460, 510 (2012) (Alito, J., dissenting). If the Court were to strip evolving standards from its Eighth Amendment jurisprudence, there (unfortunately, in my view) might be no plausible basis on which to reharmonize its decisions prohibiting mandatory life sentences for minors.18Graham v. Florida, 560 U.S. 48, 58–62 (2010); Miller, 567 U.S. at 469–78. Indeed, rejection of the relevance of “evolving standards of decency” was the focus of Justice Thomas’s dissents in Graham and Miller.
Nor will putting a thumb on the scale always be necessary to save undermined precedent. Some originalist scholars believe that many First Amendment cases originally decided using the “tiers of scrutiny” would come out the same way under the “history and tradition” approach in vogue with the Court’s conservative wing.19See William Baude & Michael Stokes Paulsen, The Sweep and Force of Section Three, 172 U. Pa. L. Rev. 605, 670 n.259 (2024); Adam Griffin, First Amendment Originalism: The Original Law and a Theory of Legal Change as Applied to the Freedom of Speech and of the Press, 17 First Amend. L. Rev. 91 (2018). Others are more skeptical. See, e.g., Jud Campbell, Natural Rights and the First Amendment, 127 Yale L.J. 246 (2017). In McIntyre v. Ohio Elections Commission, for example, the majority reasoned that an Ohio state law prohibiting anonymous campaign literature flunked strict scrutiny.20McIntyre v. Ohio Elections Comm’n, 514 U.S. 334, 343–47 (1995). Justice Thomas’s concurrence got to the same place by looking to the Founding-era tradition of anonymous political writings, including celebrated works like the Federalist Papers.21McIntyre, 514 U.S. at 360–61 (Thomas, J., concurring). As McIntyre illustrates, concurring opinions will often be good places to look for alternative legal bases on which to reharmonize precedent.
But a thumb on the scale could prove decisive when it is unclear whether an old ruling should survive on new reasoning. On the way to eliminating the constitutional right to an abortion, the Court in Dobbs v. Jackson Women’s Health Organization sharply curtailed substantive due process doctrine. If the Due Process Clause secures any substantive rights at all, the Court decreed, it is only those fundamental rights “deeply rooted in this Nation’s history and tradition” and “implicit in the concept of ordered liberty.”22. Dobbs v. Jackson Women’s Health Org., 142 S. Ct. 2228, 2242 (2022) (quoting Washington v. Glucksberg, 521 U.S. 702, 721 (1997)). Does the right to enter a same-sex marriage recognized in Obergefell v. Hodges qualify?23Obergefell v. Hodges, 576 U.S. 644, 681 (2015). How about the right to obtain contraception recognized in Griswold v. Connecticut?24Griswold v. Connecticut, 381 U.S. 479, 485 (1965).
Without putting a thumb on the scale in favor of reharmonizing, the answer to those questions would likely be “no.”25See infra Section IV.B. Yet the Court in Dobbs insisted that it did not “cast doubt” on those precedents.26Dobbs, 142 S. Ct. at 2280. Why not? Perhaps because, with a degree of motivated reasoning, those decisions can be squared with Dobbs’s restrictive approach to substantive due process after all.27Of course, it is also possible that the majority believed that its decision did cast doubt on those precedents, but merely wanted to postpone deciding their fate until another day. Or maybe because those decisions can instead be justified on an alternative legal basis, such as that they both proscribe unlawful discrimination against a protected class in violation of the Equal Protection Clause.28As discussed in Section I.C, infra, Obergefell was originally decided on a somewhat murky hybridization of due process and equal protection reasoning and might therefore be reharmonized as solely an equal protection case. The thumb-on-the-scale approach suggests that “maybe” is often all that should be needed to reharmonize decisions whose status as good law has been (or may soon be) called into question by the Supreme Court’s shifting interpretive and ideological commitments.
Unfortunately, the Roberts Court has expressed little interest in reharmonizing precedent. In Janus v. American Federation of State, County, and Municipal Employees, Council 31,29Janus v. Am. Fed’n of State, Cnty., & Mun. Emps., Council 31, 138 S. Ct. 2448 (2018). Justice Alito’s majority opinion looked askance at efforts to supply a new rationale for Abood v. Detroit Board of Education.30Abood v. Detroit Bd. of Educ., 431 U.S. 209 (1977), overruled by Janus, 138 S. Ct. 2448. As Justice Alito observed, the Court has recently “taken a dim view of similar attempts to recast problematic” precedents with new reasoning.31Janus, 138 S. Ct. at 2472. And in Citizens United v. Federal Election Commission, Chief Justice Roberts offered perhaps the most damning judicial assessment of reharmonizing to date, declaring stare decisis “a doctrine of preservation, not transformation,” such that there is “no basis for the Court to give precedential sway to reasoning that it has never accepted, simply because that reasoning happens to support a conclusion reached on different grounds that have since been abandoned or discredited.”32Citizens United v. Fed. Election Comm’n, 558 U.S. 310, 384 (2010) (Roberts, C.J., concurring).
The Roberts Court should brighten its outlook. Reharmonizing is no upstart jurisprudential innovation; it is a mainstay of judicial good practice with a respectable historical pedigree. If nothing else, the Court should cease ignoring the stabilizing effect that reharmonizing could have on its legitimacy as it continues to wage a formalist revolution against its own case law.
This Article proceeds as follows. Part I defines precedential reharmonization, documents how it works using historical examples, and explains how it differs from other means of altering precedent, such as overruling, confining, narrowing, or extending it.
Part II makes the case for putting a thumb on the scale in favor of reharmonizing undermined precedent. It also addresses likely constitutional and pragmatic objections to doing so. Ultimately, many of those objections reduce to an attack on the logic of stare decisis itself and fail to discredit the thumb-on-the-scale approach for much the same reason that they fail to discredit precedential reasoning more broadly. Any remaining objections offer reasons only to reharmonize responsibly, not to shy away from the practice altogether.
Part III puts the pieces together. Precedent should be reharmonized when (1) its original reasoning is no longer tenable; (2) a plausible alternative legal basis exists on which to uphold it; and (3) the benefits of reharmonizing outweigh the costs to doctrinal integrity. While each of these steps invites a degree of subjective judgment,33Indeed, many accounts of what it means to respect precedent call for a degree of open-ended judgment. See, e.g., Bryan A. Garner, Carlos Bea, Rebecca White Berch, Neil M. Gorsuch, Harris L. Hartz, Nathan L. Hecht, Brett M. Kavanaugh, Alex Kozinski, Sandra L. Lynch, William H. Pryor Jr., Thomas M. Reavley, Jeffrey S. Sutton & Diane P. Wood, The Law of Judicial Precedent 388 (2016) (“Courts aren’t bound to follow an erroneous horizontal precedent when doing so would result in more harm than overturning the prior decision would cause: this weighing of alternative harms is the normal assessment in deciding whether to overrule precedent.”). this Part offers guidance on how courts can make principled decisions on how to exercise their discretion.
Part IV shows how the framework set out in Part III could help clarify the precedential doctrines employed by the federal courts, including the “special justification” and “prior panel precedent” rules. To illustrate the framework’s potential, Part IV applies the framework to the real-world jurisprudential puzzles posed by the demise of Chevron deference, the possible end of substantive due process, and the hollowing out of Bivens doctrine.
I. Reharmonizing Precedent
This Part offers an overview of reharmonizing: what it is, why it is a viable jurisprudential technique, and how it differs from other means of altering precedent.
A. The Basics
To “reharmonize” a precedent means to preserve its holding or rule of decision by supporting it on an alternative legal basis that better fits with intervening doctrinal developments or changing judicial attitudes. This definition excludes minor tweaks and clarifications to precedent. Instead, reharmonizing alters a decision’s essential legal reasoning.34Likewise, reharmonizing goes beyond reading decisions “in harmony” with one another to avoid conflicts. Cf. Citizens for Resp. & Ethics in Wash. v. Fed. Election Comm’n, 993 F.3d 880, 893 (D.C. Cir. 2021) (“When faced with a claim of conflicting precedents, we must whenever possible harmonize later decisions with existing authorities to avoid creating unnecessary conflicts.”). Sometimes, it is not possible to read two opinions in harmony, because “the reasoning or theory” of the cases is “clearly irreconcilable.” Garner et al., supra note 33, at 306. While true harmonizing is impossible in such cases, reharmonizing might still be attainable. See infra Section IV.C. Precedent is thus typically reharmonized only following an avulsive change to an area of law.35In property law, “avulsion” refers to a sudden shift in the course of a waterway, rather than a gradual change by way of “accretion.” See Stop the Beach Renourishment, Inc. v. Fla. Dep’t of Env’t Prot., 560 U.S. 702, 708–09 (2010). In precedential terms, I use “avulsion” to represent a clean break with doctrinal tradition as opposed to the natural evolution of doctrine through case-by-case modifications. It is rarely called for when a court incrementally revises doctrine—revisions that will, after all, generally account for existing precedent.36This Article discusses only the scenario in which the reasoning underlying past decisions has been repudiated by the judiciary itself. Distinct considerations might arise where legal reasoning is repudiated by legislation or constitutional amendment. See, e.g., Catherine T. Struve, Phantom Rules, 117 Colum. L. Rev. Online 70, 70 (2017) (documenting the lingering effect that circuit precedent reflecting older versions of the Federal Rules of Civil Procedure can have on disputes even after the rules have changed). These scenarios pose challenging ancillary questions relating to the judiciary’s role as a coordinate branch of government and are beyond the scope of this Article. See generally Guido Calabresi, A Common Law for the Age of Statutes (1985) (offering an account of the interaction between statutory law and common-law judicial development).
Despite its historical provenance,37See Oliver Wendell Holmes, The Common Law 5 (1881) (“A very common phenomenon, and one very familiar to the student of history, is this. The customs, beliefs, or needs of a primitive time establish a rule or a formula. In the course of centuries the custom, belief, or necessity disappears, but the rule remains. The reason which gave rise to the rule has been forgotten, and ingenious minds set themselves to inquire how it is to be accounted for. Some ground of policy is thought of, which seems to explain it and to reconcile it with the present state of things; and then the rule adapts itself to the new reasons which have been found for it, and enters on a new career.”). the practice of propping up old rulings with new reasoning has taken on something of a bad rap.38The thrust of the critique is that stare decisis obligates courts to follow both the results and reasoning of past decisions. See, e.g., Dorf, supra note 7, at 2033 (criticizing courts who go “out of [their] way to renounce the governing principle and announce a new one, even though the outcome of the case would be the same under the old principle”); Larry Alexander & Emily Sherwin, The Rule of Rules: Morality, Rules, and the Dilemmas of Law 6 (2001) (advocating the “rule model” of precedent, under which the reasoning in prior opinions forms statute-like rules that themselves command strong precedential respect); see also sources cited infra note 194. But see Kozel, supra note 7, at 1027 (offering a more positive take on courts “retheorizing” their past decisions). This appears to be a case of guilt by association: Courts frequently reharmonize precedent in the very case that repudiates its reasoning. Adding insult to injury, such courts often profess fealty to stare decisis by following the bottom-line results of prior cases while simultaneously gutting their basic logical and legal premises.
Those were the basic terms of the jurisprudential debate in Crawford.39Crawford v. Washington, 541 U.S. 36 (2004). Despite rejecting the reliability-focused Roberts test,40See id. at 68. Justice Scalia’s majority opinion conspicuously never included the word “overrule,” as he took pains to reharmonize nearly all of the Court’s prior Confrontation Clause cases (Roberts included).41Id. at 57–59. By contrast, Chief Justice Rehnquist’s concurrence in the judgment in Crawford did not mince words. Its opening sentence reads: “I dissent from the Court’s decision to overrule Ohio v. Roberts.”42Id. at 69 (Rehnquist, C.J., concurring in the judgment). But the Chief Justice’s irritation was clearly directed at Justice Scalia’s perceived refusal to own up to overruling Roberts, not his effort to reharmonize the Court’s Confrontation Clause case law with Crawford ’s “testimonial statements” test.
In any event, Chief Justice Rehnquist perhaps should have been more measured in his displeasure in Crawford. He pulled a very similar maneuver himself years earlier in Illinois v. Gates.43Illinois v. Gates, 462 U.S. 213 (1983). Gates concerned the constitutional standard for determining when a tip by an informant provides probable cause for a warrant.44Id. at 217. Prior to Gates, the federal courts applied the two-pronged test established in Aguilar v. Texas45Aguilar v. Texas, 378 U.S. 108 (1964). and Spinelli v. United States.46Spinelli v. United States, 393 U.S. 410 (1969). Under the “Aguilar-Spinelli” test, an informant tip provided probable cause only if it (1) revealed the informant’s “basis of knowledge” and (2) established the “veracity” or “reliability” of his claims.47Gates, 462 U.S. at 228–29. In Gates, the Court “abandon[ed]” the Aguilar-Spinelli test.48Id. at 238. While acknowledging the importance of an informant’s knowledge and reliability, Chief Justice Rehnquist rejected the idea that both must be independently demonstrated in each case. Instead, probable cause is to be assessed under the “totality-of-the-circumstances.”49Id. at 230–31 (cleaned up). In effecting this doctrinal shift, Chief Justice Rehnquist reharmonized Aguilar, explaining that the decision continues to serve an important doctrinal purpose by “illustrat[ing] the limits beyond which a magistrate may not venture in issuing a warrant” under the totality of the circumstances.50Id. at 239. Strangely, the Court also undermined the salience of its case law in this area. See id. at 238 n.11 (“There are so many variables in the probable-cause equation that one determination will seldom be a useful ‘precedent’ for another.”).
Like Justice Scalia’s opinion in Crawford, Chief Justice Rehnquist’s opinion in Gates studiously avoided the word “overrule.” Justice White’s concurrence in the judgment displayed no such hesitation: “[I]t is not at all necessary to overrule Aguilar-Spinelli in order to reverse the judgment below.”51Id. at 272 (White, J., concurring in the judgment). But like Chief Justice Rehnquist in Crawford, Justice White took no apparent issue with the Gates majority’s decision to reharmonize the outcome in Aguilar.
Once reharmonized, precedent is no longer understood in terms of its original reasoning. Instead, its meaning will turn on the mechanics of the new legal regime with which it has been reharmonized.52In law as in music: To “reharmonize” means to leave a melody intact while changing its harmonic accompaniment, altering the melody’s compositional role and effect on the listener. Reharmonize, Merriam-Webster, https://merriam-webster.com/dictionary/reharmonize [perma.cc/6YGH-XVGB]. For instance, in the pre-Crawford case Lee v. Illinois, the Court found a Confrontation Clause violation when the prosecution introduced the incriminating confession of a codefendant.53Lee v. Illinois, 476 U.S. 530, 539 (1986). Under the then-reigning Roberts test, the Lee Court reasoned that the “presumptive” inadmissibility of that confession had not been rebutted by a sufficient showing of reliability.54Id. Post-Crawford, courts and litigants continue to cite Lee for the proposition that an incriminating, unconfronted statement by a codefendant violates the Confrontation Clause.55See, e.g., Preston v. Superintendent Graterford SCI, 902 F.3d 365, 380 (3d Cir. 2018) (citing Lee for the proposition that codefendant statements violate the Confrontation Clause without relying on “reliability” analysis); Appellant’s Opening Brief at 33–34, Herman v. United States, No. 22-8057, 2023 WL 6861766 (10th Cir. Oct. 18, 2023) (similar). But as a doctrinal matter, that proposition no longer flows from the unreliability of a codefendant’s statements, but rather from the fact that such statements are generally “testimonial” within the meaning of Crawford itself.
As Crawford and Gates illustrate, courts often face a choice as to when to reharmonize precedent. In Crawford, the Court opted to assess all at once which of its Confrontation Clause cases should be preserved; in Gates, the Court reassessed some (but not all) of its cases concerning informant tips.56Pointedly, the Gates Court refused to answer whether Spinelli would have come out the same way under the totality of the circumstances.
There are certainly virtues of the upfront approach—most obviously, it makes clear which of a court’s precedents are still good law. But there are also potential drawbacks. A court deciding whether to reharmonize all of its old rulings at once might make mistakes, wrongly concluding that a precedent should (or should not) be preserved.57See Dorf, supra note 7, at 2038 (“When a court attempts to re-explain a prior decision, the court necessarily focuses greater attention on the case before it at the moment than on the prior case.”). Furthermore, when a doctrinal shift casts doubt on more than a handful of precedents, it might be impractical to settle the fate of all of them in a single go. When to reharmonize is thus a fundamentally pragmatic question, turning on considerations like the scale of decisions at issue, the obviousness with which they survive on a new legal basis, and the likelihood that the legal issues resolved in undermined precedent will be relitigated in the future.58For instance, consider Loving v. Virginia, 388 U.S. 1 (1967), and its prohibition on antimiscegenation statutes. Even if the legal basis for that decision were undermined by the Court rejecting the tiers of scrutiny, the Court might never have to address the status of Loving, because even if a state did take the remarkable step of enacting a law banning interracial marriage, federal statutory law now requires all states to recognize marriages regardless of race. Respect for Marriage Act, Pub. L. No. 117-228, §§ 3–4, 136 Stat. 2305 (2022); see Amy Coney Barrett, Originalism and Stare Decisis, 92 Notre Dame L. Rev. 1921, 1929–30 (2017) (discussing how the Supreme Court might manage to avoid having to revisit precedent that would be difficult to sustain using an originalist rationale).
B. Mechanics
To better understand how reharmonizing works, it is helpful to distinguish between three aspects of legal decisions: (1) holdings, (2) rules, and (3) rationales. Because the terminology used to describe judicial rulings is notoriously imprecise, I offer some working definitions below, which I illustrate using Chevron v. Natural Resources Defense Council.59Chevron U.S.A. Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837 (1984), overruled by Loper Bright Enters. v. Raimondo, 144 S. Ct. 2244 (2024).
By “holding,” I mean the concrete legal proposition(s) resolved in a case.60A holding “focus[es] on the legal questions actually presented to and decided by the court.” Garner et al., supra note 33, at 44. It can be thought of alternatively as a local rule. The “holding” in Chevron was that an Environmental Protection Agency (EPA) regulation interpreting the term “stationary source” in the Clean Air Act to refer to an entire industrial plant (as opposed to a piece of equipment therein) was a “permissible” reading of the statute.61See Chevron, 467 U.S. at 866 (“We hold that the EPA’s definition of the term ‘source’ is a permissible construction of the statute which seeks to accommodate progress in reducing air pollution with economic growth.”).
By “rule,” I mean the legal test(s) used to arrive at the holding.62This definition of “rule” accords with the definition sometimes offered for a ratio decidendi—“a genus-proposition of which the concrete holding is one species or instance.” Garner et al., supra note 33, at 46. Because the term ratio decidendi is sometimes used to “encompass[] both decisional rules and decisional rationales,” Kozel, supra note 7, at 1038, I avoid it here so as not to confuse the discussion. Rules can be simple (e.g., a bill of attainder imposing punishment without trial is per se unconstitutional) or elaborate (e.g., to apply the tiers of scrutiny, first determine the applicable tier, then assess the nature of the government’s interest, and finally gauge the level of fit between that interest and the challenged government action). Chevron’s rule, overturned in Loper Bright, was that courts should defer to an agency’s reasonable resolution of ambiguity in a statute the agency administers.63See Chevron, 467 U.S. at 866; Loper Bright, 144 S. Ct. at 2253. This rule was later clarified (or perhaps narrowed) by United States v. Mead Corp., 533 U.S. 218 (2001), which limited Chevron to instances where agencies acted according to a congressional delegation of authority to make binding legal rules.
Finally, by “rationale,” I mean the justifications offered for adopting a particular rule.64See, e.g., Larry Alexander, Constrained by Precedent, 63 S. Cal. L. Rev. 1, 19 (1989) (“[T]he rule must be treated as separate from the reasoning that led to its adoption by the precedent court.”). A rationale is thus a second-order reason, in that it supports adopting a particular rule that in turn offers a first-order reason to reach a particular holding. The precise rationale underlying Chevron’s rule was often disputed, but the “most common” view was that (unless it said otherwise) Congress should be assumed to have implicitly intended to delegate to agencies the authority to resolve statutory ambiguities.65See Thomas W. Merrill & Kristin E. Hickman, Chevron’s Domain, 89 Geo. L.J. 833, 872 (2001) (“[T]he congressional-intent theory is the best of the three explanations for the legal foundation of Chevron deference. Regardless of the plausibility of this theory as an original matter, it finds support in the Chevron decision itself, in the Court’s subsequent decisions explaining Chevron, and in [Antonin Scalia, Judicial Deference to Administrative Interpretations of Law, 1989 Duke L.J. 511 (1989)].”).
In offering this holding-rule-rationale typology, I do not mean to suggest that holdings, rules, and rationales can or should be hermetically sealed off from one another.66See Dorf, supra note 7, at 2056 (“Courts often do not definitively state the ‘rule’ of the case, and even when they do, such a statement cannot be read in isolation from the rest of the opinion.”). My point is simply that a legal decision, however precisely its constituent elements are parsed, can be analytically separated into high-level (i.e., more abstract) features like its rationale, and low-level (i.e., more concrete) features like its holding.67See Cass R. Sunstein, Incompletely Theorized Agreements, 108 Harv. L. Rev. 1733, 1735–36 (1995). And critically, invalidating a decision’s high-level aspects does not necessarily invalidate its low-level ones.
Most obviously, a wide variety of rules might lead to the same holding. Assume that the EPA’s interpretation of “stationary source” in Chevron was not just permissible, but also the “best” reading of the Clean Air Act. Chevron’s holding would then have followed from either the rule the Court actually applied in that case (defer to the EPA) or the one that now applies post-Loper Bright (don’t defer). The Crawford and Gates examples discussed above illustrate the same point: Holdings reached under one rule may naturally flow from others as well.68See supra Section I.A.
While perhaps less intuitive, multiple rationales might also support a given rule.69For instance, some constitutional doctrines might be rationalized either as tests for uncovering constitutional meaning or merely tests for adjudicating constitutional disputes. See Mitchell N. Berman, Constitutional Decision Rules, 90 Va. L. Rev. 1, 9 (2004) (distinguishing between “constitutional operative propositions” and “constitutional decision rules”). As Berman explains: “[I]t is hard to imagine that the strict scrutiny test constitutes any part of the original meaning of the Equal Protection Clause. An originalist judge or theorist who accepts strict scrutiny doctrine is therefore extremely likely to view it as a decision rule.” Id. at 82; see also Stephen E. Sachs, Originalism: Standard and Procedure, 135 Harv. L. Rev. 777, 778 (2022) (similarly distinguishing between “standard[s] of rightness” and “decision procedure[s]”). Evan Criddle has argued that Chevron deference itself was the product of an incompletely theorized agreement among the justices.70Evan J. Criddle, Chevron’s Consensus, 88 B.U. L. Rev. 1271, 1316–20 (2008). And following Chevron, other scholars proposed additional rationales for its deferential interpretive regime (though none were ultimately accepted by the Court in Loper Bright).71See, e.g., William N. Eskridge Jr., Expanding Chevron’s Domain: A Comparative Institutional Analysis of the Relative Competence of Courts and Agencies to Interpret Statutes, 2013 Wis. L. Rev. 411, 411 (offering a comparative competence rationale); Peter L. Strauss, One Hundred Fifty Cases per Year: Some Implications of the Supreme Court’s Limited Resources for Judicial Review of Agency Action, 87 Colum. L. Rev. 1093, 1121 (1987) (offering a judicial efficiency rationale).
Sometimes, however, alternative rationales fare better than they did in Loper Bright. Consider Lexmark International, Inc. v. Static Control Components.72Lexmark Int’l, Inc. v. Static Control Components, Inc., 572 U.S. 118 (2014). Historically, the Court has recognized two distinct branches of standing doctrine. “Constitutional” standing covered the familiar Article III trifecta of injury, causation, and redressability.73Lujan v. Defs. of Wildlife, 504 U.S. 555, 560–61 (1992). “Prudential” standing referred to a broader set of principles that courts could draw on to decline entertaining a suit, including that a particular claim fell outside the “zone of interests” protected by a given law or asserted only a “generalized grievance” shared by the population at large.74Valley Forge Christian Coll. v. Ams. United for Separation of Church & State, Inc., 454 U.S. 464, 474–75 (1982). In Lexmark, the Court cast doubt on the idea that standing doctrine encompasses a “prudential” component.75See Lexmark, 572 U.S. at 127 n.3. In so doing, the Lexmark Court did not dispose of the “zone of interests” or “generalized grievance” tests. Instead, the Court explained that whether a claim falls within the “zone of interests” protected by statute is not a question of “standing” at all, but rather of whether a statute affords a claimant a cause of action.76Id. at 127. The Court took a different tack with the rule against generalized grievances, explaining that it had already refashioned that test as part of the constitutional standing inquiry in Lujan v. Defenders of Wildlife.77See id. at 127 n.3; Lujan, 504 U.S. at 573–74. By accepting new rationales for its “zone of interests” and “generalized grievances” tests, the Court thus largely preserved their substance, while calling into question the entire concept of prudential standing.78To be sure, reharmonizing changed those rules in some respects: The “zone of interests” test is now a pure matter of statutory interpretation, while the “generalized grievances” test is of a constitutional dimension.
In short, reharmonizing will often be an available option when a court can no longer accept the validity of a precedent’s higher-level aspects (like its rationale), but is happy to live with its lower-level ones (like its holding).
C. In Context
Having defined reharmonizing and explored its basic mechanics, we are now in a position to compare it to other methods of altering precedent.79These descriptions are adapted in part from Richard M. Re, Narrowing Precedent in the Supreme Court, 114 Colum. L. Rev. 1861, 1869 (2014). I do not discuss “following” or “distinguishing” precedent, however, because both options typically preserve the holding, rule, and rationale of the prior decision. To avoid terminological overload, I also do not separately discuss “obstructing precedent,” a useful term offered by Bill Watson, supra note 7. Per Watson, “a court obstructs precedent when it reaches a holding in the instant case that cannot be justified by the same weighting of values or purposes as justified the precedent’s holding.” Id. at 263. Some instances of obstructing precedent might require precedent to be reharmonized; others will not, because they will not cast doubt on the holding or rule of the precedent within its accepted domain.
Overruling. The best-known way for a court to alter precedent is by overruling it. A court overrules precedent by declaring in a subsequent case that it should have come out differently. While merely repudiating a case’s holding is sufficient to overrule it, overrulings often entail rejecting a decision’s rule and rationale as well. By contrast, reharmonizing invariably preserves a decision’s holding (and, sometimes, its rule).
Some courts and commentators use the term “overruling” to refer also to situations in which a court rejects a prior decision’s rule, even if it preserves its holding.80See, e.g., Alexander, supra note 64, at 19. As we saw in Section I.A, this is the position that Chief Justice Rehnquist and Justice White took in their concurrences in Crawford and Gates. On this view, reharmonizing could be considered a special form of “partial overruling.”81Watson, supra note 7, at 290–91.
Confining. A court confines precedent by continuing to apply it to tightly analogous sets of facts while treating it as having been overruled in all other circumstances.82See Daniel B. Rice & Jack Boeglin, Confining Cases to Their Facts, 105 Va. L. Rev. 865, 870 (2019). Reharmonizing is related to confining because it also preserves a case’s holding while altering its rule or rationale. But the two methods differ in that reharmonizing rewrites the reasoning of an earlier case to fit within a valid rule of general applicability, whereas confining secures that holding within a fact-bound carveout to generally applicable rules.
To see the difference, consider the status of professional baseball under federal antitrust law. In Federal Baseball Club of Baltimore, Inc. v. National League of Professional Baseball Clubs, the Supreme Court held Major League Baseball exempt from Sherman Act liability.83Fed. Baseball Club of Balt., Inc. v. Nat’l League of Pro. Baseball Clubs, 259 U.S. 200, 207–09 (1922). The basic premise of Federal Baseball Club was that the “character of” professional baseball—putting on local “exhibitions”—was not of a sufficiently “interstate” character to trigger the Act.84See id. at 209. Following Federal Baseball Club, however, the Court held that other seemingly indistinguishable exhibitions, including professional boxing, did implicate “interstate commerce.”85See, e.g., United States v. Int’l Boxing Club of N.Y., Inc., 348 U.S. 236, 240–41 (1955). When revisiting Federal Baseball Club in Radovich v. National Football League,86Radovich v. Nat’l Football League, 352 U.S. 445, 447–48 (1957). the Court frankly acknowledged that its earlier decision could not be squared with its subsequent case law. But rather than overrule Federal Baseball Club, the Court “specifically limit[ed] [it] . . . to the facts there involved, i.e., the business of organized professional baseball.”87Id. at 451; see also Flood v. Kuhn, 407 U.S. 258, 282 (1972) (“Professional baseball . . . is engaged in interstate commerce.”). Reharmonizing Federal Baseball Club, by contrast, would have required the Court to (miraculously) identify some plausible basis for concluding that professional baseball does not implicate interstate commerce even though all other similar exhibitions do.
Narrowing. A court narrows precedent by declining to apply it to cases that it is best understood on its own terms to govern. Narrowing thus circumscribes the rule (and often the rationale) of an earlier decision.
Reharmonizing is conceptually related to narrowing, but differs in several key respects.88That said, the line between reharmonizing and narrowing can blur. Did Mathews v. Eldridge, 424 U.S. 319 (1976), reharmonize Goldberg v. Kelly, 397 U.S. 254 (1970), or narrow it? I think it is fairer to say that Mathews narrowed Goldberg, because it offered a facially plausible (albeit exceedingly restrictive) reading of it and applied the same general framework of weighing private interests, government interests, and the benefits of additional process to determine what due process requires. By contrast, Planned Parenthood of Southeastern Pennsylvania v. Casey, 505 U.S. 833 (1992), is probably best understood as having reharmonized aspects of Roe v. Wade, 410 U.S. 113 (1973) and its companion case Doe v. Bolton, 410 U.S. 179 (1973). While Casey upheld what it called the core holding of Roe on roughly equivalent legal grounds—that is, that substantive due process prevented flat bans on a previability abortion—it rejected the trimester-based test for assessing the lawfulness of other abortion regulations in favor of an “undue burden” standard. Casey, 505 U.S. at 876. While that switch in governing legal framework overruled some of the Court’s post-Roe cases, it left intact Doe’s holding that a variety of particular abortion restrictions—for example, limiting abortions to accredited hospitals, conditioning access to an abortion on approval of a three-physician “hospital abortion committee”—were unconstitutional. Doe, 410 U.S. at 198. As Richard Re has explained, a court legitimately narrows “when it reasonably interprets the precedent in a way that is consistent with background legal principles.”89Re, supra note 79, at 1867. By contrast, reharmonizing is not an effort to reasonably interpret precedent, but to support it on an expressly alternative legal basis.
Narrowing and reharmonizing are also often invoked in different postures. A court generally narrows precedent—sometimes in a less than transparent way—to ensure that it no longer governs the present case.90This is the heart of Barry Friedman’s critique of “stealth overruling.” Barry Friedman, The Wages of Stealth Overruling (With Particular Attention to Miranda v. Arizona), 99 Geo. L.J. 1 (2010). But see Rachel Bayefsky, Judicial Institutionalism, 109 Cornell L. Rev. 1297, 1367 (2024) (“[I]t can be beneficial for judges to greatly narrow a precedent rather than overruling it (so-called ‘stealth overruling’).”). By contrast, courts often reharmonize a case to explain why it should continue to govern, notwithstanding legal developments that have discredited its original reasoning. And while “a decision to narrow tends to signal that a doctrinal area is in flux,”91Re, supra note 79, at 1878. reharmonizing often signals the opposite: emerging order in the aftermath of doctrinal disruption.
To be sure, reharmonizing can narrow the scope of precedent.92For another good example of a reharmonization that narrowed precedent, consider Arizona v. Gant, 556 U.S. 332 (2009). Prior to Gant, the Court announced a bright-line rule in Thornton v. United States, 541 U.S. 615 (2004), that the Fourth Amendment “allows police to search the passenger compartment of a vehicle incident to a lawful custodial arrest of both ‘occupant[s]’ and ‘recent occupant[s].’ ” 541 U.S. at 622. In Gant, the Court held that “[p]olice may search a vehicle incident to a recent occupant’s arrest only if [1] the arrestee is within reaching distance of the passenger compartment at the time of the search or [2] it is reasonable to believe the vehicle contains evidence of the offense of arrest.” 556 U.S. at 351. The Court explained that the latter circumstance permitted a car search by reharmonizing Thornton, “following the suggestion in Justice Scalia’s opinion concurring in the judgment” in that case that its “holding” could be supported on the idea “that circumstances unique to the automobile context justify a search incident to arrest when it is reasonable to believe that evidence of the offense of arrest might be found in the vehicle.” Gant, 556 U.S. at 335. Consider Rakas v. Illinois.93Rakas v. Illinois, 439 U.S. 128 (1978). In Rakas, the question presented was whether the defendants could challenge the search of a car they were passengers in but didn’t own.94See id. at 129–30. Prior to Rakas, the Court had held in Jones v. United States that a house guest can challenge the lawfulness of a home search.95Jones v. United States, 362 U.S. 257, 265, 273 (1960). In so holding, the Jones Court announced a bright-line rule that “anyone legitimately on premises where a search occurs may challenge its legality by way of a motion to suppress.”96Id. at 267. The Court in Rakas, however, rejected Jones’s bright-line rule. Instead, the proper inquiry was recast as whether a search violated the defendant’s “legitimate expectation of privacy.”97Rakas, 439 U.S. at 142–44. In so doing, the Court brought the automobile search test more closely in line with Katz v. United States, 389 U.S. 347 (1967). That standard was not met, the Rakas Court explained, because the defendants did not have a legitimate expectation of privacy as mere passengers in someone else’s car.98Rakas, 439 U.S. at 148. The Rakas Court then reharmonized Jones, declaring that “the holding in Jones can best be explained by the fact that Jones had a legitimate expectation of privacy in the premises he was using.”99Id. at 143. This reharmonization unquestionably narrowed Jones, which the Rakas Court believed had “create[d] too broad a gauge for measurement of Fourth Amendment rights.”100Id. at 142.
But Rakas also demonstrates that reharmonizing does not always narrow precedent. Prior to Rakas, the question of whether a defendant may contest a search’s constitutionality had been treated as part of Article III standing doctrine. The Rakas Court, however, concluded that the question was instead one of substantive Fourth Amendment law—that is, “whether or not the proponent of the motion to suppress has had his own Fourth Amendment rights infringed by the search and seizure which he seeks to challenge.”101Id. at 133. In reframing the underlying doctrinal inquiry, the Court reharmonized its prior cases on a wholesale basis: “We can think of no decided cases of this Court that would have come out differently.”102Id. at 139. And the Court took pains to stress that this reharmonization did not alter the basic contours of the governing legal test, because “[t]he inquiry under either approach is the same.”103Id.
Extending. Finally, a court extends precedent by applying it to cases that it is best understood on its own terms not to govern. Extending thus broadens the rule (and often rationale) of an earlier case. Extending differs from reharmonizing because it does not call into question any aspect of a decision’s holding, rule, or rationale within its original domain, whereas reharmonizing always entails the invalidity of a decision’s rule or rationale.
While reharmonizing differs in many respects from extending, both can lead to an increase in precedential scope. Consider the same-sex marriage decisions Obergefell v. Hodges and United States v. Windsor.104Obergefell v. Hodges, 576 U.S. 644 (2015); United States v. Windsor, 570 U.S. 744 (2013). Justice Kennedy (the author of both decisions) grounded them in both the Due Process Clause and the Equal Protection Clause.105Obergefell, 576 U.S. at 647; Windsor, 570 U.S. at 774. At the same time, Justice Kennedy’s somewhat Delphic reasoning left unclear whether the right to same-sex marriage could survive on equal protection grounds alone.106See, e.g., Ilya Somin, A Great Decision on Same-Sex Marriage — but Based on Dubious Reasoning, Wash. Post: Volokh Conspiracy (June 26, 2015), https://washingtonpost.com/news/volokh-conspiracy/wp/2015/06/26/a-great-decision-on-same-sex-marriage-but-based-on-dubious-reasoning [perma.cc/ZN5U-94KV] (“Ultimately, Kennedy does not clearly conclude that either the Due Process Clause or the Equal Protection Clause by itself creates a right to same-sex marriage. Rather, his claim is that the combination of the two somehow generates that result, even if neither can do so alone.”).
Imagine what would happen if the Supreme Court were to determine that those decisions cannot be squared with the demanding “history and tradition” analysis that Dobbs held is required to claim protection as a fundamental right under the Due Process Clause.107Dobbs v. Jackson Women’s Health Org., 142 S. Ct. 2228, 2242 (2022). The Court could potentially reharmonize Obergefell and Windsor as solely equal protection cases; indeed, several commentators have urged that those cases should have rested exclusively on the Equal Protection Clause all along.108See, e.g., What Obergefell v. Hodges Should Have Said: The Nation’s Top Legal Experts Rewrite America’s Same-Sex Marriage Decision 74 (Jack M. Balkin ed., 2020); Nelson Tebbe & Deborah A. Widiss, Equal Access and the Right to Marry, 158 U. Pa. L. Rev. 1375, 1412–49 (2010). Doing so would likely deemphasize the fact that those decisions concern the right to marry—an essential fact for purposes of substantive due process doctrine, but not a prerequisite for the application of equal protection analysis. It might also entail the Court making clear that some degree of heightened scrutiny applies to discrimination based on sexual orientation.109This is the position Attorney General Eric Holder identified when refusing to defend the constitutionality of the Defense of Marriage Act in Windsor: “[T]he President has concluded that given a number of factors, including a documented history of discrimination, classifications based on sexual orientation should be subject to a heightened standard of scrutiny.” Off. of the Att’y Gen., Statement of the Attorney General on Litigation Involving the Defense of Marriage Act (Feb. 23, 2011), https://justice.gov/archives/opa/pr/statement-attorney-general-litigation-involving-defense-marriage-act [perma.cc/B6YD-JHU7]. Reharmonizing Obergefell and Windsor might thus have the effect of giving those decisions broader application to other cases of sexual-orientation discrimination than they currently enjoy.
II. The Case for Reharmonizing
This Part makes the case for reharmonizing as a valuable jurisprudential practice. Its chief benefits are that it promotes stare decisis values, respects the norms of common law doctrinal development, accounts for the reality of judicial fallibility, and clarifies whether and why undermined precedent remains good law. These benefits warrant a thumb on the scale in favor of reharmonizing when deciding whether to accept an alternative legal basis for undermined precedent. I then address, and rebut, constitutional and pragmatic objections to the thumb-on-the-scale approach.
A. Stare Decisis
Stare decisis comes in two varieties: horizontal (within a single court) and vertical (between court levels).110See generally Randy J. Kozel, Stare Decisis as Authority and Aspiration, 96 Notre Dame L. Rev. 1971, 1976–78 (2021). As I will show, the values served by both forms of stare decisis are more closely tied to the low-level features of precedent than to its high-level ones. Because reharmonizing preserves a precedent’s low-level aspects in the face of high-level disruption, it often retains most of the benefits that stare decisis is meant to provide.111Kozel, supra note 7, at 1040 (“[R]etheorization may support the goals of stare decisis even as it facilitates revision of a decision’s rationale[.]”).
1. Horizontal Stare Decisis
Horizontal stare decisis is thought to promote reliance interests, judicial legitimacy, consistency, impartiality, and efficiency.112See, e.g., Payne v. Tennessee, 501 U.S. 808, 827 (1991) (“[Following precedent] is the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process.”). Reharmonizing helps to secure each of these benefits.
Reliance. The most broadly accepted reason for adhering to precedent is that it facilitates future planning and ensures fairness to those who rely on court decisions.113See, e.g., South Dakota v. Wayfair, Inc., 138 S. Ct. 2080, 2098 (2018) (“Reliance interests are a legitimate consideration when the Court weighs adherence to an earlier but flawed precedent.”). In Dobbs, the Court suggested that this factor should focus on “very concrete reliance interests, like those that develop in ‘cases involving property and contract rights.’ ” Dobbs v. Jackson Women’s Health Org., 142 S. Ct. 2228, 2276 (2022). As William Eskridge has argued, however, reliance interests of a much broader variety play a role in underwriting legal doctrine and interpretive methodologies. See William N. Eskridge Jr., Reliance Interests in Statutory and Constitutional Interpretation, 76 Vand. L. Rev. 681, 683–85 (2023). Time will tell whether this strikingly limited vision of legitimate reliance reflects the Court’s well-considered view or a position of convenience adopted to strike down Roe and Casey. For work critical of this aspect of the Court’s stare decisis analysis in Dobbs, see Melissa Murray & Katherine Shaw, Dobbs and Democracy, 137 Harv. L. Rev. 728 (2024); Nina Varsava, Precedent, Reliance, and Dobbs, 136 Harv. L. Rev. 1845 (2023); Rachel Bayefsky, Tangibility and Tainted Reliance in Dobbs, 136 Harv. L. Rev. F. 384 (2023). The scope and existence of such reliance interests are empirical questions about real-world reactions to judicial rulings. And in practice, people generally rely more on low-level features of precedent than on high-level ones—that is, they often rely on a case’s holding, sometimes rely on its rule, and rarely rely on its precise rationale.114See, e.g., Citizens United v. Fed. Election Comm’n, 558 U.S. 310, 410 (2010) (Stevens, J., concurring in part and dissenting in part) (“Members of the public . . . often rely on our bottom-line holdings far more than our precise legal arguments.”); Thomas R. Lee, Stare Decisis in Economic Perspective: An Economic Analysis of the Supreme Court’s Doctrine of Precedent, 78 N.C. L. Rev. 643, 679 n.140 (2000) (“[T]he result of a Supreme Court decision—unless and until it is overturned by the Court itself—entitles private actors to reliance, even if more recent authority calls into question the rationale of the decision.” (emphasis added)); Leonard W. Levy, Against the Law: The Nixon Court and Criminal Justice xiv (1974) (“The public cares about results and has little patience for reasons.”). My argument in this respect is comparative; I do not mean to deny that “[c]ourt decisions are meant to guide conduct in multiple ways, including through their reasoning and the logical consequences of their explanations.” Bayefsky, supra note 90, at 1318.
Why might that be the case? In part, it is because people are far more likely to be aware of a case’s holding than its specific reasoning, and it is impossible to rely on something you are not aware of.115The degree to which the public tracks Supreme Court decisionmaking is a contested empirical question. See, e.g., Meredith Dost, Dim Public Awareness of Supreme Court as Major Rulings Loom, Pew Rsch. Ctr. (May 14, 2015), https://pewresearch.org/short-reads/2015/05/14/dim-public-awareness-of-supreme-court-as-major-rulings-loom/ [perma.cc/2CR9-RS39] (reporting low knowledge of what the Court held in National Federation of Independent Business v. Sebelius, 567 U.S. 519 (2012) and Shelby County v. Holder, 570 U.S. 529 (2013)); Matthew P. Hitt, Kyle L. Saunders & Kevin M. Scott, Justice Speaks, but Who’s Listening?: Mass Public Awareness of US Supreme Court Cases, 7 J.L. & Cts. 29, 46 (2019) (suggesting that “only a subset of the public monitors the Court most closely”); James L. Gibson & Gregory A. Caldeira, Knowing the Supreme Court? A Reconsideration of Public Ignorance of the High Court, 71 J. Pol. 429, 430 (2009) (“[T]he American people know orders of magnitude more about their Supreme Court than most other studies have documented.”). Of course, some individuals, and many institutional actors, are familiar with the reasoning of court decisions. But awareness is often insufficient to generate concrete reliance, because the higher the level of abstraction at which a legal concept is framed, the less clear it will be how it applies to any given factual scenario. Courts accordingly often decline to credit reliance formed around legal principles when their application is too indeterminate.116Cf. Re, supra note 79, at 1879 (“[P]ersons who rely on reasonably disputable interpretations of precedent do so while accepting the risk that fallible courts might reasonably go the other way.”).
Consider Chevron: In the wake of that decision, government agencies and regulated parties presumably relied on the idea that Chevron deference tended to support the lawfulness of agency regulations, even when no court had specifically upheld them. Nevertheless, the Loper Bright Court brushed off any such generalized reliance interests, because “[t]o plan on Chevron yielding a particular result is to gamble not only that the doctrine will be invoked, but also that it will produce readily foreseeable outcomes and the stability that comes with them.”117Loper Bright Enters. v. Raimondo, 144 S. Ct. 2244, 2272 (2024). One might reasonably question whether the Chief Justice was right to so quickly discount such reliance interests, particularly as he did so by pointing to the Court’s “constant tinkering with and eventual turn away from Chevron.” Id. And the Court didn’t even bother to explain whether distinct reliance interests arose out of the fact that Chevron’s primary rationale was that Congress generally holds the unspoken intent to delegate interpretive authority to agencies, as opposed to some other reason.
Because reharmonizing always preserves a decision’s holding—and sometimes preserves its rule—it generally suffices to preserve the bulk of reliance interests that courts actually credit in the stare decisis calculus.
Legitimacy. Another commonly stated reason for deferring to precedent is that it promotes judicial legitimacy.118. See, e.g., Lawrence B. Solum, Themes from Fallon on Constitutional Theory, 18 Geo. J.L. & Pub. Pol’y 287, 329–42 (2020). Solum, following Fallon, distinguishes between normative and positive legitimacy. Id. at 339. The difference between the two forms of legitimacy derives from the possibility “that even when a particular action really is principled, it sometimes will not appear so to the people who pay attention to the Court,” and vice versa. Caleb Nelson, Stare Decisis and Demonstrably Erroneous Precedents, 87 Va. L. Rev. 1, 70 (2001). That said, the Court has mixed feelings about the idea that it should base its decisions, even in part, on public perception. Compare Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, 865, 867 (1992) (noting that “[t]he Court’s power lies . . . in its legitimacy” and declining to overrule Roe to avoid “[t]he country’s loss of confidence in the Judiciary”), with Dobbs v. Jackson Women’s Health Org., 142 S. Ct. 2228, 2278 (2022) (“The Casey plurality was certainly right that it is important for the public to perceive that our decisions are based on principle . . . . But we cannot . . . allow our decisions to be affected by any extraneous influences such as concern about the public’s reaction to our work.”). Reharmonizing clearly has the potential to advance perceptions of legitimacy. Overruling precedent tends to lower a court’s legitimacy in the eyes of the public.119That is not to say that preserving precedent always promotes perceived legitimacy; overruling repugnant precedent might improve its legitimacy. See generally Daniel B. Rice, Repugnant Precedents and the Court of History, 121 Mich. L. Rev. 577 (2023) (arguing that the Court should integrate its ethical judgments into the stare decisis framework). And again, to the extent the public follows judicial decisions, it often understands them primarily in terms of their bottom-line holdings, only sometimes in terms of their rules, and very occasionally in terms of their precise rationales.120See Courtney Megan Cahill & Geoffrey Christopher Rapp, Does the Public Care How the Supreme Court Reasons? Empirical Evidence from a National Experiment and Normative Concerns in the Case of Same-Sex Marriage, 93 N.C. L. Rev. 303, 349–52 (2015). This point does not hold universally, however: For example, Chevron’s deference regime was far better known than its Clean Air Act holding. That is not to say that courts cannot undermine their perceived legitimacy by wantonly disregarding previously announced rules and rationales; I mean only that wantonly disregarding prior holdings is a surer way to do so.121See, e.g., Cahill & Rapp, supra note 120, at 349–52 (finding that agreement with a hypothetical same-sex marriage ruling was determined “not by the reasoning employed by the Court but instead by the subjects’ prior views of the issue” and that “any reasoning tends to be worse than no reasoning at all”).
Picture what would happen if the Supreme Court rejected the tiers of scrutiny across the board as a legitimate method of constitutional adjudication. That change would be unlikely, by itself, to dramatically alter the Court’s perceived legitimacy—after all, the public at large remains blissfully unaware that the Court has ever applied something called the “tiers of scrutiny.”122Procaccini, supra note 5, at 903. But the public would surely take notice if the Court began discarding constitutional holdings en masse. To take a random sampling, the Court has relied on the tiers to strike down laws and policies: discriminating against fathers in their ability to transmit citizenship to their children,123Sessions v. Morales-Santana, 582 U.S. 47 (2017). prohibiting anonymous leaflets on ballot issues,124McIntyre v. Ohio Elections Comm’n, 514 U.S. 334 (1995). barring registration of disparaging trademarks,125Matal v. Tam, 582 U.S. 218 (2017). maintaining male-only attendance at military academies,126United States v. Virginia, 518 U.S. 515 (1996). and imposing different drinking ages on men and women.127Craig v. Boren, 429 U.S. 190 (1976). These precedents and countless others would be open for reconsideration in a tier-less world. To the extent they could be successfully reharmonized, the Court could likely stem the hit to its perceived legitimacy.
Whether reharmonizing enhances what some call “normative” legitimacy is less clear.128See Solum, supra note 118. Of course, reharmonizing is a plainly legitimate practice when a precedent’s holding or rule represents the best application of still-valid legal principles. But whether it is a legitimate move to put a thumb on the scale in favor of reharmonizing precedent cannot be answered without recourse to an underlying theory of what proper judging looks like. On some views, stare decisis is inherently corrupting, such that the most legitimate thing for a judge to do is to resolve each case without giving weight to prior decisions.129See infra Section II.E. Others maintain that the very existence of a precedent is partly constitutive of its “correctness.”130See, e.g., David A. Strauss, Common Law Constitutional Interpretation, 63 U. Chi. L. Rev. 877, 879 (1996). Richard Primus goes a step further, asserting “that the strongly held view of the public is sometimes an ingredient of the right answer to a constitutional question, just like text, precedent, history, structure, social science, and normative theory.” Richard Primus, Double-Consciousness in Constitutional Adjudication, 13 Rev. Const. Stud. 1, 2 (2007). And yet others adopt the more modest view that fealty to precedent is per se legitimate, but fully discretionary.131Richard M. Re, Precedent as Permission, 99 Tex. L. Rev. 907, 907 (2021). The effect of reharmonizing precedent on normative legitimacy is thus contingent on debates over what makes judging legitimate, a point to which we will return in Section II.E.
Consistency. Stare decisis is also lauded for promoting consistency in judicial decisionmaking.132See, e.g., Lon L. Fuller, The Morality of Law 79 (1969) (“The internal morality of the law . . . demands that laws should not be changed too frequently.”). Reharmonizing promotes consistency by maintaining a degree of continuity in the face of legal change. In addition to promoting consistency over time, reharmonizing respects the maxim dating to Aristotle that courts should treat “like cases alike.”133See Aristotle, Ethica Nicomachea 5.1131a10-b15 (W. D. Ross trans., Oxford Univ. Press 1925). This is because a decision should only be reharmonized (even under the thumb-on-the-scale approach) when it can at least plausibly coexist with a still-valid legal framework or set of principles.134Importantly, this is only true if the reharmonization rests on plausible distinctions. See Dorf, supra note 7, at 2035 (“[T]he failure to offer a plausible new rationale for the prior decisions renders the new decision illegitimate, but surely the same cannot be said for a decision that harmonizes the prior outcomes based on a sound, albeit new, theory.”).
Moreover, legal principles that change once can be changed again. In the years following Crawford, the decision has remained controversial.135See Franklin v. New York, 145 S. Ct. 831, 831 (2025) (collecting scholarship challenging Crawford as an originalist matter). Just last year, Justice Alito called for a full-scale reexamination, suggesting that it might be replaced with “an entirely different Confrontation Clause rule.”136Id. at 833. If the Court does abandon Crawford, that will only underscore the wisdom of maintaining a stable core within Confrontation Clause case law in the face of continued doctrinal experimentation.
Impartiality. Relatedly, horizontal stare decisis is thought to promote the impartiality of the law—that is, the idea that legal outcomes should not turn on the judge(s) hearing a case.137See, e.g., Moragne v. States Marine Lines, Inc., 398 U.S. 375, 403 (1970) (noting “the necessity of maintaining public faith in the judiciary as a source of impersonal and reasoned judgments”); Randy J. Kozel, Settled Versus Right: A Theory of Precedent 4 (2017) (advocating for stare decisis’s role in promoting the “impersonality” of legal adjudication). In addition to advancing judicial consistency, reharmonizing furthers impartiality by affording the work of past courts continued relevance even after a significant shift in legal doctrine. This dynamic is particularly salient at the Court of Appeals level, where cases are typically heard by a three-judge panel. Putting a thumb on the scale in favor of reharmonizing precedent makes it more likely that any given configuration of three Court of Appeals judges will decide a case concerning the vitality of undermined circuit precedent in the same way as would any other, thereby reducing the degree of variation that comes with drawing a randomized three-judge panel.138The history of Chevron is suggestive on this point. By obligating courts to defer to agencies on ambiguous statutory language, Chevron reduced the degree of variation in decisions among the Courts of Appeals. See Brief of Law Professors Kent Barnett and Christopher J. Walker as Amici Curiae in Support of Neither Party at 3, Loper Bright Enters. v. Raimondo, 144 S. Ct. 2244 (2024) (No. 22-451) (finding “a nearly twenty-five percent-point difference as to the prevailing rate of agency statutory interpretations, depending on whether a circuit court does or does not apply the Chevron framework”).
Efficiency. Stare decisis also promotes judicial efficiency. Without affording presumptive deference to past decisions, courts would lack a mechanism for settling legal questions, encouraging litigants to relitigate propositions in perpetuity.139Kimble v. Marvel Ent., LLC, 576 U.S. 446, 455 (2015) (“[Stare decisis] also reduces incentives for challenging settled precedents, saving parties and courts the expense of endless relitigation.”). Reharmonizing furthers judicial efficiency because, when a court announces a new set of doctrinal rules, it invariably creates pockets of indeterminacy. Rather than relitigating every legal question from scratch, courts can use reharmonizing as a jurisprudential shortcut to resolve indeterminacies in favor of past settlements. As we will see in Section IV.A, this use of reharmonizing could have particularly profound implications in the aftermath of Loper Bright.
2. Vertical Stare Decisis
Like horizontal stare decisis, vertical stare decisis is said to advance reliance interests, judicial legitimacy, consistency, impartiality, and efficiency.140Evan H. Caminker, Why Must Inferior Courts Obey Superior Court Precedents?, 46 Stan. L. Rev. 817, 850–53 (1994). For the reasons just discussed, reharmonizing tends to advance those purposes in the vertical stare decisis context as well.
That said, vertical stare decisis raises a few distinct considerations. This is because vertical stare decisis functions to centralize decisionmaking authority in the judicial system, enabling the Supreme Court to bind the Courts of Appeals, and the Courts of Appeals to bind the District Courts. This centralization helps to achieve uniformity in the application of federal law by requiring courts lower down in the judicial hierarchy to act consistently with the decisions of those higher up.141For a robust discussion of stare decisis dynamics across court systems, see Nina Varsava, Stare Decisis and Intersystemic Adjudication, 97 Notre Dame L. Rev. 1207 (2022). There have been some concerns with “overvaluing” uniformity, however. See Amanda Frost, Overvaluing Uniformity, 94 Va. L. Rev. 1567, 1571–72 (2008). In any event, this centralization function also has salutary benefits (in theory) for legal accuracy. As a case ascends the judicial hierarchy, it is heard by a greater number of judges who each generally have a lighter case load and often benefit from lower courts taking the first crack at resolving contested legal issues.
When the Supreme Court reharmonizes its own decisions, it does not risk undermining this uniformity. But the analysis is more complex in the Courts of Appeals. Generally speaking, the Courts of Appeals are more likely to act in accordance with the views of the Supreme Court when they faithfully apply Supreme Court precedent, including its reasoning.142To be sure, this does not mean that lower courts should always base their decisions on how higher courts are likely to rule. See generally Curtis Bradley & Tara Leigh Grove, Disfavored Supreme Court Precedent in the Lower Federal Courts, 111 Va. L. Rev. 1353 (2025) (offering a “decisional authority” model for determining when lower courts should effectuate signs that the Supreme Court disfavors particular precedents); Michael C. Dorf, Prediction and the Rule of Law, 42 UCLA L. Rev. 651 (1995) (critiquing the idea that lower courts should base their decisions on predictions of how higher courts will rule when those predictions deviate from the guidance best gleaned by authoritative statements of law in binding higher court precedent). Similarly, paying close heed to Supreme Court case law generally increases the chance that the Courts of Appeals will agree with one another, reducing the prospect of “circuit splits.” Accordingly, a Court of Appeals can risk undermining uniformity in the federal system if it accepts a plausible (but on balance unpersuasive) reharmonization.143This discussion does not focus on district court decisions, because district court decisions are generally not treated as horizontally binding. See Joseph W. Mead, Stare Decisis in the Inferior Courts of the United States, 12 Nev. L.J. 787, 789 (2012). This suggests that the Courts of Appeals might need to be more cautious than the Supreme Court about putting a thumb on the scale in favor of reharmonizing precedent.
Still, this concern should not be overstated. Many reharmonized decisions are unlikely to lead to a circuit split (which is often a prerequisite in practice for the Supreme Court to grant certiorari).144See H.W. Perry, Jr., Deciding to Decide 246 (1991) (“[T]he single most important generalizable factor in assessing certworthiness is the existence of a conflict or ‘split’ in the circuits.”). Whether resolving splits should be so important is the subject of some debate. See, e.g., Daniel J. Hemel, Flips and Splits in Administrative Law, 74 Duke L.J. 1703, 1704 (2025). Some legal questions typically arise only within a particular circuit. For instance, patent appeals are automatically channeled to the Federal Circuit, challenges to the constitutionality of a Virginia state law will typically be heard in the Fourth Circuit, and so on.145See, e.g., 28 U.S.C. § 1295. Circuit splits are less likely to arise in such cases, and the Supreme Court is relatively unlikely to grant review of a plausible (and splitless) reharmonization of circuit precedent.146Moreover, the Supreme Court can sometimes eliminate circuit precedent with which it disagrees even without granting full merits briefing, such as through summary reversals or so-called Munsingwear vacaturs. See generally Lisa A. Tucker & Michael Risch, Canceling Appellate Precedent, 76 Fla. L. Rev. 175 (2024) (detailing and critiquing the increased use of Munsingwear vacaturs in recent years).
Moreover, there will often be limited benefit to a Court of Appeals trying to head off a circuit split when the validity of a previously announced decision is a close call. Other Courts of Appeals might be happy to defer to the plausibly accurate, longstanding view of their sister circuit.147See, e.g., United States v. Philip Morris USA Inc., 396 F.3d 1190, 1201 (D.C. Cir. 2005) (“[W]e avoid creating circuit splits when possible[.]”); Chrysler Credit Corp. v. Country Chrysler, Inc., 928 F.2d 1509, 1521 (10th Cir. 1991) (“Splitting the circuits always is something we approach with trepidation.”). And when more than one circuit has previously come to the same conclusion, a failure to reharmonize will inevitably create a circuit split, at least in the short term. Putting a thumb on the scale of reharmonizing precedent thus seems, on balance, at least as likely to avoid circuit splits as to create them.
B. Article III
Another virtue of reharmonizing is that it respects the norms of common law doctrinal development. The power of a court to effectively “make” law—particularly an Article III court limited to resolving “Cases” and “Controversies”—is incidental to its power to decide concrete cases.148See U.S. Const. art. III, § 2, cl. 1 (“The judicial Power shall extend to all Cases . . . [and] . . . Controversies . . . .”). This argument is not inconsistent with Dorf’s view that Article III’s implicit mandate that courts engage in reasoned adjudication entails deferring to the reasoning of prior decisions, not just their results. See Dorf, supra note 7, at 1998. My point is instead that, in instances when a court does reject the rationale of an earlier case, endeavoring to reharmonize decisions that rely on that rationale honors Article III norms. Only by binding itself and lower courts to resolve future cases consistently with past ones does a court impose de facto legal rules.149Antonin Scalia, The Rule of Law as a Law of Rules, 56 U. Chi. L. Rev. 1175, 1176–77 (1989) (“In a judicial system such as ours, in which judges are bound . . . by the prior decisions of superior courts, and even by the prior decisions of their own court, courts have the capacity to ‘make’ law.”). In fact, some commentators, including Justice Kavanaugh, have gone so far as to assert that some form of precedential respect inheres in the “judicial Power” bestowed by Article III.150See, e.g., Ramos v. Louisiana, 140 S. Ct. 1390, 1414 (2020) (Kavanaugh, J., concurring in part) (“[T]he Court has, to borrow James Madison’s words, sought to liquidate and ascertain the meaning of the Article III ‘judicial Power’ with respect to precedent.”) (citing The Federalist No. 37, at 182 (James Madison) (Ian Shapiro ed., 2009)); Anastasoff v. United States, 223 F.3d 898, 899 (8th Cir. 2000) (“[D]eclar[ing] that unpublished opinions are not precedent is unconstitutional under Article III, because it purports to confer on the federal courts a power that goes beyond the ‘judicial.’ ”), vacated on other grounds, 235 F.3d 1054 (8th Cir. 2000); The Federalist No. 78, at 397 (Alexander Hamilton) (Ian Shapiro ed., 2009) (“To avoid an arbitrary discretion in the courts, it is indispensable that they should be bound down by strict rules and precedents, which serve to define and point out their duty in every particular case that comes before them . . . .”); Henry Paul Monaghan, Stare Decisis and Constitutional Adjudication, 88 Colum. L. Rev. 723, 754 (1988) (“One could argue that the principle of stare decisis inheres in the ‘judicial power’ of [A]rticle III.”). But see Thomas Healy, Stare Decisis as a Constitutional Requirement, 104 W. Va. L. Rev. 43 (2001) (disagreeing that Article III mandates precedential respect). In our adjudicative culture, legal frameworks are generally developed incrementally across a range of adjudicated fact patterns, not delivered fully formed in a single decision.151See David A. Strauss, On the Origin of Rules (with Apologies to Darwin): A Comment on Antonin Scalia’s The Rule of Law as a Law of Rules, 75 U. Chi. L. Rev. 997, 998 (2008) (“I think the source of judge-made rules, at least the rules that survive, is . . . the case-by-case method of the common law. The best rules do not spring full-blown from the language of the Constitution or the understandings of the Framers. They are the product of an evolutionary process of trial and error, and they continue to evolve after they are announced.”).
By squaring past decisions with new statements of law, reharmonizing casts courts as participants in this project of iterative doctrinal evolution, rather than as minilegislatures at liberty to revoke and replace legal rules without regard to their past applications.152To be sure, case-by-case adjudication can lead to elaborate doctrinal frameworks that transcend the facts of prior adjudicated cases. But the precedential force of such frameworks is inseparably tied to the fact that they have been used to justify the outcomes of past disputes, hence the longstanding debate over what constitutes “holding” and what constitutes “dicta.” See generally Michael Abramowicz & Maxwell Stearns, Defining Dicta, 57 Stan. L. Rev. 953 (2005) (discussing the difficulty of characterizing “holdings” and “dicta” and offering a new framework for doing so). As Edward Levi put it, while there is an “indispensable dynamic quality” of judge-made law, a “judge does not feel free to ignore the results of a great number of cases which he cannot explain under a remade rule.”153Edward H. Levi, An Introduction to Legal Reasoning, 15 U. Chi. L. Rev. 501, 502, 505 (1948).
The inverse is also true: Reharmonizing can help courts to legitimate new legal tests. Take then-Judge Cardozo’s time-honored opinion for the New York Court of Appeals in MacPherson v. Buick Motor Co.154MacPherson v. Buick Motor Co., 111 N.E. 1050 (N.Y. 1916). In MacPherson, Judge Cardozo looked back over a long and haphazard line of cases concerning when a person injured by a product may sue a defendant from whom they did not purchase it (e.g., the product’s manufacturer).155See id. at 1051–53. Some of those cases articulated an “inherently dangerous” rule, under which a plaintiff had to be in contractual privity with the defendant unless the product that injured her was dangerous by its very nature—say, a vial of poison.156As Alexandra Lahav has documented, American courts excused a lack of privity in cases prior to MacPherson, even when one might be hard pressed to call the product in question “dangerous.” See Alexandra D. Lahav, A Revisionist History of Products Liability, 122 Mich. L. Rev. 509, 550 (2023). See also John C.P. Goldberg & Benjamin C. Zipursky, The Myths of MacPherson, 9 J. Tort L. 91, 91 (2016) (arguing that the transformative nature of MacPherson is often overstated). Given that both Judge Cardozo’s majority opinion and Judge Bartlett’s dissent accepted (to varying degrees) the “inherently dangerous” rule as an accurate statement of earlier New York law, however, MacPherson represents a self-conscious attempt at reharmonizing, even if the change in the underlying legal standard was, as Lahav argues, more modest than the judges in MacPherson may have imagined. Id. at 545 (“The dissent [in MacPherson] impl[ies] that Cardozo was pulling a fast one, reading exceptions as the rule. Even Cardozo himself seemed to concede that he was moving a peripheral doctrine to the center, making the exception into the rule[.]”) (footnote omitted). Judge Cardozo flatly dispensed with the “inherently dangerous” rule. Instead, he reasoned that privity is unnecessary for any product that, when “negligently made,” is “a thing of danger.”157MacPherson, 111 N.E. at 1053.
The crucial point for present purposes is that Judge Cardozo did not ignore prior case law in rejecting the “inherently dangerous” rule. To the contrary, he went to considerable lengths to demonstrate that a negligence standard could be squared with the outcomes of several prior New York decisions.158Id. at 1052. Those reharmonized cases include Devlin v. Smith, 89 N.Y. 470 (1882); Statler v. George A. Ray Mfg. Co., 195 N.Y. 478 (1909); and Torgesen v. Schultz, 192 N.Y. 156 (1908). Levi provides an influential account of Judge Cardozo’s MacPherson decision in An Introduction to Legal Reasoning. Levi, supra note 153, at 514–17. Those reharmonizations were more than rhetorical flourishes. Through reharmonizing, Judge Cardozo was able to cast his “negligently made” standard within the stream of common law development, rather than as a sharp divergence from it. In a meaningful sense, those reharmonized rulings actually justified his negligence standard. At the same time, reharmonizing those decisions effectively put the onus on future courts seeking to deviate from the “negligently made” test to identify a standard that better explained New York case law “as a fairly consistent whole.”159Levi, supra note 153, at 502. Even today, product liability plaintiffs generally need not allege privity. See Restatement (Third) of Torts: Prods. Liab. § 9 (A.L.I. 1998).
Of course, MacPherson involved a state court self-consciously exercising its power to recognize common law rules. The Supreme Court’s seminal decisions in Erie Railroad Co. v. Tompkins and Hinderlider v. La Plata River & Cherry Creek Ditch Co. disavowed an equivalent power to create federal common law outside of pockets of distinct federal concern.160Erie R.R. Co. v. Tompkins, 304 U.S. 64 (1938); Hinderlider v. La Plata River & Cherry Creek Ditch Co., 304 U.S. 92 (1938). Likewise, the extent to which federal courts may properly develop principles of constitutional law through case-by-case adjudication is hotly contested.161Compare Strauss, supra note 130 (arguing that judicial rulings themselves become part of constitutional law over time), with Lawrence B. Solum, The Fixation Thesis: The Role of Historical Fact in Original Meaning, 91 Notre Dame L. Rev. 1 (2015) (arguing that, no, they do not).
This Article cannot hope to settle the debate over the proper scope of common law judging in the federal courts. My point is merely that, when courts are operating in a common law register, the ordinary norms of doctrinal development support efforts to reharmonize precedent. And it is perhaps for this reason that we most frequently see the Supreme Court reharmonizing precedent in those areas of doctrine with the strongest common law flavor.162For instance, constitutional criminal procedure has a heavy common law tilt and features several cases involving express reharmonization. See, e.g., Crawford v. Washington, 541 U.S. 36 (2004); Illinois v. Gates, 462 U.S. 213 (1983); Rakas v. Illinois, 439 U.S. 128 (1978); Arizona v. Gant, 556 U.S. 332 (2009).
C. Judicial Humility
Reharmonizing can also inject a welcome dose of humility into judicial decisionmaking during times of legal change. A majority of the Supreme Court might sincerely (but mistakenly) believe that replacing the legal rules in a doctrinal area will improve it. In fact, many historical instances of reharmonization have occurred in decisions that sharply divided the Court, with multiple justices advocating against the doctrinal change triggering the need to reharmonize.163Consider that there were two votes against adopting the Crawford test, three votes against the test adopted in Gates, and four votes against the standard adopted in Rakas and the recognition of an individual’s right to bear arms as set forth in District of Columbia v. Heller, 554 U.S. 570 (2008). It would be hubris to think that all of those changes were, in fact, wise. Courts face significant (albeit often unvoiced) epistemic uncertainty about whether an old or new legal standard is better.
One upshot of this judicial fallibility is that a reharmonized precedent might well supply the platonic “right” answer even if it is not, on balance, wholly persuasive under a new legal test.164This argument, of course, assumes that there is such a thing as a “right” answer to legal questions beyond whether they reflect the output of the reigning doctrinal framework. But see Oliver Wendell Holmes, Jr., The Path of the Law, 10 Harv. L. Rev. 457, 461 (1897) (“The prophecies of what the courts will do in fact, and nothing more pretentious, are what I mean by the law.”). Moreover, this argument does not help itself to the idea that the very fact of a prior decision is itself one of the inputs into determining the “right” answer. See, e.g., Strauss, supra note 130. For some readers, it might help to put the point in probabilistic terms: Say that there is a 70 percent chance that a newly adopted legal test is the “correct” one, such that it always supplies the right answer when properly applied. And say that there is, conversely, a 30 percent chance that the prior legal test was the correct standard all along.165For simplicity’s sake, I’m assuming here that the output of the old and new tests is uncorrelated. Next, imagine that a court is faced with a challenging edge case under the new test, such that there is a 60 percent chance that a faithful application of the test leads to outcome “A” and a 40 percent chance that it leads to outcome “B.” At the same time, the case in question is an easy call under the old test, with precedent confirming that the answer is “B” with 100 percent certainty. What should the court do? Statistically, the best option is to go with “B,” which has a 58 percent chance of being correct, even though the new test would suggest it is probably wrong.166To formalize the analysis, take “H₁” to represent the hypothesis that the new legal test is correct and assign that a probability of 70 percent (or 0.7). Next take “H₂” to represent the hypothesis that the old legal test is correct and assign that a probability of 30 percent (or 0.3). Further stipulate that there are only two possible resolutions to the present case (either “A” or “B”) and that the conditional probabilities are P(A|H₁) = 0.6, P(B|H₁) = 0.4, P(A|H₂) = 0, and P(B|H₂) = 1. In that case, the probability that the correct answer is “A” is P(A) = P(H₁) * P(A∣H₁) + P(H2) * P(A∣H2) = 0.7 * 0.6 + 0.3 * 0 = 0.42. And the probability that the correct answer is “B” is P(B) = P(H₁) * P(B∣H₁) + P(H₂) * P(B∣H₂) = 0.7 * 0.4 + 0.3 * 1 = 0.58.
Now apply this principle to a plausible hypothetical. In Atkins v. Virginia, the Court relied on an evolving-standards analysis to hold that the Eighth Amendment’s Cruel and Unusual Punishments Clause forbids the execution of an intellectually disabled prisoner with an IQ of fifty-nine.167Atkins v. Virginia, 536 U.S. 304, 321 (2002). If the Court were to reject the “evolving standards of decency” concept, should it reharmonize Atkins? Justice Scalia’s dissent in Atkins forcefully argued that Founding-era law barred executing only “the severely or profoundly mentally retarded, commonly known as ‘idiots,’ ” not those who are merely “mildly retarded.”168Id. at 340–41 (Scalia, J., dissenting). But, of course, Justice Scalia could be wrong. For instance, Michael Clemente has pointed to an alternative standard of “idiocy,” articulated by famed common law expositor Matthew Hale and frequently applied at the time of the Founding.169Michael Clemente, Note, A Reassessment of Common Law Protections for “Idiots”, 124 Yale L.J. 2746 (2015). And that standard purportedly encompassed a much broader group of individuals than Justice Scalia suggested: people whose mental abilities are below those of a fourteen-year-old.170Id. at 2750. If Clemente has the better of the history, the outcome of Atkins is consistent with an originalist view of the Eighth Amendment.
To be sporting, let’s give Clemente’s argument a one-third chance of being correct as an originalist matter.171That is, assume that, even if evolving standards of decency are irrelevant under the Eighth Amendment, there would still be a one-third chance that Atkins reached the right result. Let’s further stipulate that there is a one-third chance that “evolving standards of decency” are properly part of Eighth Amendment doctrine, and that there is a very high likelihood (90 percent) that executing a prisoner with an IQ of fifty-nine offends our evolved standards of decency. There would then be a 52 percent chance that Atkins supplies the platonic right answer to whether it is constitutional to execute a prisoner with so low an IQ (“no”).172Here, take “H₁” to represent the hypothesis that the Eighth Amendment does not incorporate “evolving standards of decency,” and take “H₂” to represent the hypothesis that the Eighth Amendment does. If “A” is taken to mean that Atkins is correct, then P(A) = P(H₁) * P(A∣H₁) + P(H2) * P(A∣H2) = ⅔ * ⅓ + ⅓ * 0.9 = 0.52. Reharmonizing would thus be warranted (under this stipulated set of probabilities) solely as a matter of trying to arrive at the best interpretation of the Eighth Amendment.
Stripping away the math, the basic point is that reharmonizing can be a way for a court to account for its fallibility and epistemic limitations in close cases—and, by doing so, to increase the chance that it will reach the best possible outcome.
D. Legal Clarity
Another key advantage of reharmonizing is that it clarifies both whether and why undermined precedent remains good law. An avulsive shift in legal doctrine calls into question the status of earlier precedent. Reharmonizing quiets those doubts and offers guidance on the domain in which a decision should continue to govern.
To see this point more clearly, consider a court’s other options following a significant change in doctrine. Rather than reharmonize, courts might be tempted to leave undermined precedent on the books, without considering whether it can plausibly be squared with still-valid legal principles. But this approach creates two problems. First, it can undermine the legitimacy of the judicial process for courts to continue applying precedent even after declaring that some essential aspect of its reasoning is wrong—at least without explaining why doing so is still justified.173See Rice & Boeglin, supra note 82. Second, it fails to explain what should happen when a case arises that resembles the undermined precedent in some respects but differs from it in others. How are courts to know whether to apply the undermined precedent or generally applicable (and potentially incompatible) legal rules?
SEC v. Jarkesy174SEC v. Jarkesy, 144 S. Ct. 2117 (2024). illustrates the problem. In Jarkesy, the Court held that the Seventh Amendment bars the Securities and Exchange Commission (SEC) from imposing civil penalties for securities fraud in agency proceedings.175See id. at 2130. That holding turned on the Court’s view that suits implicating “private” (but not “public”) rights must be heard in a court.176Id. at 2132. The line between private and public rights has proven elusive, however. In Atlas Roofing Co. v. Occupational Safety and Health Review Commission, the Court held that alleged violations of safety regulations issued under the Occupational Safety and Health Act of 1970 concerned public rights.177Atlas Roofing Co. v. Occupational Safety & Health Rev. Comm’n, 430 U.S. 442, 450 (1977) (establishing that “cases in which ‘public rights’ are being litigated” include “cases in which the Government sues in its sovereign capacity to enforce public rights created by statutes”). In the aftermath of Atlas Roofing, some lower courts—and seemingly Congress itself—read the case as licensing agencies to adjudicate virtually any claimed violation of a federal statutory scheme.178E.g., Jarkesy, 144 S. Ct. at 2155 (Sotomayor, J., dissenting) (noting that in the aftermath of Atlas Roofing, Congress “enacted more than 200 statutes authorizing dozens of agencies to impose civil penalties for violations of statutory obligations”); Keith Fulton & Sons, Inc. v. New England Teamsters & Trucking Indus. Pension Fund, 762 F.2d 1124, 1132 (1st Cir. 1984), aff’d on reh’g, 762 F.2d 1137 (1st Cir. 1985) (upholding agency adjudication for violations of the Multiemployer Pension Plan Amendments Act); Myron v. Hauser, 673 F.2d 994, 1005 (8th Cir. 1982) (upholding agency adjudication of commodities fraud). This expansive reading of Atlas Roofing was later disapproved of in Granfinanciera, S.A. v. Nordberg,179Granfinanciera, S.A. v. Nordberg, 492 U.S. 33, 51–52 (1989) (“Congress may devise novel causes of action involving public rights free from the strictures of the Seventh Amendment,” but “it lacks the power to strip parties contesting matters of private right of their constitutional right to a trial by jury.”). which nevertheless “favorably cite[d] to Atlas Roofing at least 12 times.”180Jarkesy, 144 S. Ct. at 2168 n.8 (Sotomayor, J., dissenting).
In Jarkesy, the Court again redrew the line separating private and public rights, sharply circumscribing Congress’s ability to empower agencies to conduct in-house adjudications. The Jarkesy Court then went right up to the line of reharmonizing Atlas Roofing, noting that the safety violations there sprang from a “self-consciously novel” regulatory scheme that more closely “resembled a detailed building code” than any common law cause of action.181Id. at 2137. Those claims were thus not a backdoor way for “the Federal Government to bring or adjudicate claims that traced their ancestry to the common law,”182Id. unlike the securities fraud adjudicated in Jarkesy, which was “ ‘in the nature of’ a common law suit.”183Id. at 2138 (quoting Atlas Roofing Co. v. Occupational Safety & Health Rev. Comm’n, 430 U.S. 442, 453 (1977)). But rather than actually endorsing the idea that federal statutory claims without a common law analog concern only public rights, the Jarkesy Court “[left] open the possibility that” Atlas Roofing might actually “have [been] overruled” by implication thirty-five years prior in Granfinanciera!184Id. at 2168 n.8 (Sotomayor, J., dissenting).
This about-face leaves uncertain whether Atlas Roofing is good law and deprives courts of guidance as to what should happen when adjudicating Seventh Amendment challenges moving forward. Does it matter whether the alleged statutory violation resembles a cause of action known to the common law?185That is, is it enough to preclude agency adjudication that a proceeding seeks to impose civil penalties, regardless of whether the statutory scheme at issue is self-consciously novel? May the very claims at issue in Atlas Roofing—civil violations of workplace safety regulations—still be heard in agency proceedings? Had the Court reharmonized Atlas Roofing, we would know the answers to those questions. As things stand, we can only hope we won’t have to wait another thirty-five years to find out.
Of course, reharmonizing is not the only way to clarify that an undermined precedent is still good law. Courts can also confine a case to its facts. As Daniel Rice and I have argued, however, confining is a troubling practice, because “[o]nce a case has been confined to its facts, the operative question becomes whether a new case is factually distinguishable from it in any respect—even if the cases cannot be distinguished in any principled manner.”186Rice & Boeglin, supra note 82, at 870. The inevitable result is to require courts “to construct a jurisprudence at war with itself.”187Id. Even when courts are careful (which they rarely are) in defining the circumstances in which a confined case continues to govern, “follow-on cases have arisen testing the limits of its residual domain in unexpected (and often challenging) ways.”188Id. at 871. As a result, confining only makes sense (if ever) when confining would “protect a substantial share of all reliance interests engendered by a repudiated principle”—a condition that is likely “to be met exceedingly rarely.”189Id. at 872.
Another alternative to reharmonizing undermined precedent is to just ignore it. There is an appealing simplicity to this approach. But there are also serious drawbacks. The ignore-it approach encourages a lack of candor about when courts are de facto overruling precedent.190See Rice, supra note 119, at 626 (“[W]hen the Court abandons its prior work, it should come clean about doing so.”). And as a practical matter, it will often be unrealistic to expect courts, litigants, and regulated parties to flatly ignore past decisions, even when their reasoning has been undermined.
For instance, imagine that the Court rejected the tiers of scrutiny approach to construing the Free Speech Clause of the First Amendment. If a state then passed a law banning the sale of violent video games to minors, would the Court really act like it was irrelevant that it invalidated just such a law in Brown v. Entertainment Merchants Ass’n?191Brown v. Ent. Merchs. Ass’n, 564 U.S. 786 (2011). The gaming community—which presumably does not closely track debates over legal methodology but considers it settled that minors can purchase violent video games—would surely be surprised to hear as much. Countless other examples (many with higher stakes than the state of youth gaming culture) would abound if the Court decided to treat huge swaths of constitutional case law as if it never happened.
To be sure, not all undermined precedent would need to be ignored in a world where courts kept their thumbs off the scale when deciding whether to reharmonize. For instance, in Brown, the Court made a number of observations about how the history of American free speech practices undermined the idea that violent material constitutes “obscenity” when shown to children.192Id. at 790–92, 795–96. Those portions of Brown might still be entitled to weight in assessing the history and tradition of American speech practices. But critically, it would be only those portions of Brown’s reasoning—not its bottom-line legal conclusion that states cannot ban violent (but nonobscene) video games—that would be entitled to any special solicitude.
In the end, one of the strongest arguments in favor of reharmonizing precedent might be that the alternatives to doing so can be so unsatisfying.
E. Objections
Of course, putting a thumb on the scale in favor of reharmonizing undermined precedent is likely to merit some skepticism. Both constitutional and pragmatic objections seem likely. Ultimately, however, neither type of objection discredits the thumb-on-the-scale approach.
1. Constitutional Objection
The constitutional objection goes something like this: The judicial role obligates courts to reach the best answer to legal questions, so judges may not tilt the scales in favor of accepting novel explanations for prior rulings. This is a corollary of the argument most familiar in the realm of constitutional interpretation that courts should never follow precedent they believe to be mistaken.193See, e.g., Michael Stokes Paulsen, Abrogating Stare Decisis by Statute: May Congress Remove the Precedential Effect of Roe and Casey?, 109 Yale L.J. 1535 (2000); Gary Lawson, The Constitutional Case Against Precedent, 17 Harv. J.L. & Pub. Pol’y 23 (1994).
The constitutional objection is indeed rather damning—if one subscribes to very narrow, fairly uncommon views about the proper role of precedent in judicial decisionmaking. Otherwise, it falls apart. Even originalists (perhaps the interpretive camp currently least enamored with stare decisis) often believe that it is legitimate for courts to give some weight to precedent, even in constitutional cases.194See, e.g., Antonin Scalia, A Matter of Interpretation: Federal Courts and the Law 139–40 (1997) (calling stare decisis a “pragmatic exception” to his originalist philosophy); Randy J. Kozel, The Scope of Precedent, 113 Mich. L. Rev. 179, 214–15 (2014) (noting that so-called “consequentialist originalists” are more likely to yield to judicial precedent in situations where an overruling would create “enormous costs” (quoting John O. McGinnis & Michael B. Rappaport, Reconciling Originalism and Precedent, 103 Nw. U. L. Rev. 803, 836 (2009))). And so long as it is acceptable for a court to continue following a decision it affirmatively believes to be mistaken, it should be acceptable for a court to accept a plausible alternative legal basis for it. Unless one is willing to reject the doctrine of stare decisis outright, the constitutional objection against the thumb-on-the-scale approach to reharmonizing precedent should prove unpersuasive.
2. Pragmatic Objections
Of course, even assuming that the thumb-on-the-scale approach is constitutionally permissible, there are still a few practical objections to it. One is that excessive reharmonizing might blunt opportunities for salutary legal change. After all, one of the reasons courts go through the trouble of changing legal rules is presumably to lead to different results.
Accepting this argument in its strongest form would militate against stare decisis altogether, which slows legal change by design. But, to be fair, a precedential brake on legal change takes on a different valence once a court has already declared that the reasoning underlying a precedent is flawed. And this concern is at its zenith when a change in doctrine results from the conclusion that the old regime was morally intolerable.195For instance, as Reva B. Siegel showed in “The Rule of Love”: Wife Beating as Prerogative and Privacy, 105 Yale L.J. 2117, 2178–80 (1996), a process of “preservation-through-transformation” has been used to legally entrench forms of subordination like spousal abuse by supporting them on less archaic (but still problematic) rationales. Generally speaking, no thumb on the scale will be warranted to prop up practices whose original rationale has been repudiated due to its moral contemptuousness.
For instance, in a line of cases beginning with Brown v. Board of Education, the Court discarded Plessy v. Ferguson and its approval of racial segregation in “separate-but-equal” public facilities.196Brown v. Bd. of Educ., 347 U.S. 483 (1954); Plessy v. Ferguson, 163 U.S. 537 (1896), overruled by Brown, 347 U.S. 483. Those cases reflected the Court’s stated determination to put an end to de jure racial discrimination “root and branch.”197Green v. Cnty. Sch. Bd., 391 U.S. 430, 437–38 (1968). It obviously would have made no sense for the federal courts to have strained to reharmonize their earlier, morally repugnant decisions to preserve the reliance interests formed around institutionalized race segregation.198See Eskridge Jr., supra note 113, at 754 (“Judicial review overriding strong reliance arguments can best be justified and is most likely to be successful when . . . judges are certain that the status quo is morally or socially toxic and must be destabilized (Chief Justice Warren’s view in Brown and Loving, Justice Alito’s view in Dobbs).”).
But not all doctrinal changes result from deep-seated moral disagreement with past results. As in Crawford, reharmonizing courts sometimes believe that the prior state of the law often generated the right result, but nevertheless take issue with its underlying mode of analysis. In short, courts must consider why the governing legal framework changed in deciding whether to reharmonize precedent.
A more serious concern may be that reharmonizing can be used to facilitate legal change. This is because, once they have assured themselves that they can continue to respect past holdings, courts might become more likely to displace settled rules in the first place. Indeed, the Supreme Court sometimes “peeks ahead” to see whether it can reharmonize past decisions when deciding whether to embark on a new doctrinal course.
District of Columbia v. Heller offers an instructive example.199District of Columbia v. Heller, 554 U.S. 570 (2008). In Heller, the Court (in an opinion by Justice Scalia) held that the Second Amendment affords an individual right to bear arms.200Id. at 636. Before enshrining that “original meaning” into doctrine, Justice Scalia stopped to “ask whether any of our precedents foreclose[d]” that interpretation.201Id. at 619. The chief sticking point was United States v. Miller.202Id. at 621–25; United States v. Miller, 307 U.S. 174 (1939). In Miller, the Court held that the Second Amendment did not bar a federal prosecution for possession of a short-barreled shotgun, because possessing such a weapon does not bear a “reasonable relationship to the preservation or efficiency of a well regulated militia.”203Miller, 307 U.S. at 178. Lower courts had long understood Miller to mean that the Second Amendment protects the right to bear arms only for military use.204Heller, 554 U.S. at 638 n.2 (Stevens, J., dissenting) (“Until the Fifth Circuit’s decision in United States v. Emerson, [270 F.3d 203 (5th Cir. 2001)], every Court of Appeals to consider the question had understood Miller to hold that the Second Amendment does not protect the right to possess and use guns for purely private, civilian purposes.”). Justice Scalia had a different spin, “read[ing] Miller to say only that the Second Amendment does not protect those weapons not typically possessed by law-abiding citizens for lawful purposes, such as short-barreled shotguns.”205Id. at 625. Having satisfied himself that Miller’s “holding” could thus be squared with an individual right to bear arms, Justice Scalia “conclude[d] that nothing in our precedents forecloses our adoption of the original understanding of the Second Amendment.”206Id.
As Heller illustrates, reharmonizing can be invoked not just as a brake on, but also as an engine of, legal change.207There is an interesting parallel between this use of reharmonizing and the currently disavowed practice of prospectively overruling decisions. Both soften the practical effects of changing doctrinal rules, and are thus susceptible to potential misuse by courts that want to embark on doctrinal deviations without facing up to the consequences of doing so. Cf. Rice & Boeglin, supra note 82 (discussing the relationship between confining and prospective overruling, and arguing that it makes little sense for the Supreme Court to permit the former while disallowing the latter). My thanks go to Randy Kozel and Richard Re for each independently bringing this comparison to my attention. This is a troubling possibility. Although most of the benefits of stare decisis stem from preserving low-level aspects of precedent, that does not mean that courts should lightly disregard high-level reasoning. Relatively few commentators subscribe to the view that courts should respect only the holdings of past decisions; most agree (as do I) that fealty to reasoning itself advances the purposes of stare decisis.208See, e.g., County of Allegheny v. ACLU, 492 U.S. 573, 668 (1989) (Kennedy, J., concurring in part and dissenting in part) (“As a general rule, the principle of stare decisis directs us to adhere not only to the holdings of our prior cases, but also to their explications of the governing rules of law.”); Adam N. Steinman, To Say What the Law Is: Rules, Results, and the Dangers of Inferential Stare Decisis, 99 Va. L. Rev. 1737, 1742 (2013) (“[S]tare decisis should focus on the rules stated by the precedent-setting court, not the bare results.”).
The solution, however, is not to discount the value of reharmonizing. It is to more cleanly disaggregate the decision of whether to alter a legal rule from the decision of whether to reharmonize past cases decided under it. Of course, the fact that a change of law will leave past holdings undisturbed is not irrelevant to the wisdom of that change; it is clearly preferable from a stare decisis perspective. But that does not mean that a court should be able to grant itself license to disregard the reasoning of past decisions whenever it can manage to reharmonize them.209See Dorf, supra note 7, at 2035–38. Indeed, as I have argued elsewhere, there is a strong case to be made that the “triggering condition for the Supreme Court’s ‘special-justification’ doctrine should not be the overruling of a precedent, but the repudiation of a principle.” Rice & Boeglin, supra note 82, at 921.
Another likely pragmatic objection to the thumb-on-the-scale approach is that it is malleable. Some might worry that a judge’s view on whether to reharmonize precedent is likely to track her view on whether the decision was correctly decided in the first place. That is, reharmonizing might be used as a fig leaf (barely) obscuring fights on the merits.
It is true that precedential arguments of all stripes can be weaponized in merits proxy fights.210Frederick Schauer, Stare Decisis—Rhetoric and Reality in the Supreme Court, 2018 Sup. Ct. Rev. 121, 143 (2018) (predicting that “stare decisis will serve almost entirely as a rhetorical weapon against opponents of what the wielder of the weapon believes to be the right result”). The “attitudinal model” advanced by Segal and Spaeth famously advances the view that stare decisis rarely influences Supreme Court voting patterns. Jeffrey A. Segal & Harold J. Spaeth, The Supreme Court and the Attitudinal Model 73 (1993). Of course, the premise that precedent does not influence judicial decisionmaking has been challenged in other empirical work. See, e.g., Mark J. Richards & Herbert M. Kritzer, Jurisprudential Regimes in Supreme Court Decision Making, 96 Am. Pol. Sci. Rev. 305, 315 (2002). But this concern does not obviate the usefulness of reharmonizing for the same reason it does not justify abandoning stare decisis altogether. Many jurists look to precedent in good faith as a meaningful determinant of legal decisionmaking. For those judges, the decision of whether to reharmonize a decision can (and should) be distinguished from a pure referendum on its merits.
In any event, the value of reharmonizing does not necessarily depend on whether it constrains judicial discretion. As Richard Re notes, precedent plays a powerful role in our judicial system even if it is thought of only as providing permission for courts to rule consistently with past decisions, without any attending obligation to do so.211Re, supra note 131, at 909. Even under a pure permission model, the reality is that some judges (and academic commentators) will want a principled basis on which to avoid unduly disturbing important legal settlements while moving the law in their preferred direction.212See, e.g., Lawrence B. Solum, Originalism Versus Living Constitutionalism: The Conceptual Structure of the Great Debate, 113 Nw. U. L. Rev. 1243, 1285–86 (2019) (“[T]here are strong arguments for a constitutional compromise that ‘grandfathers in’ canonical cases like Brown v. Board of Education. These cases are cemented in the fabric of American constitutional law and supported by a wide and deep consensus of public opinion. . . . Similarly, it might be argued that originalism should be confined to issues that have not been addressed by the Supreme Court. Grandfathering would be extended beyond the canonical cases to all issues that have already been resolved by the Supreme Court.”).
A final practical objection to putting a thumb on the scale in favor of reharmonizing precedent is that, in the quest to preserve old rulings, courts might “distort” the development of legal doctrine. That is, even if there is nothing constitutionally problematic about straining to reharmonize precedent, we might still worry about the doctrinal costs of doing so.
Recall Heller: By reharmonizing Miller—as opposed to overruling it—the Supreme Court arguably distorted the “true” scope of Second Amendment coverage. That is because, for Miller to be consistent with an individual right to bear arms, it must be the case “that the Second Amendment right, whatever its nature, extends only to certain types of weapons.”213. District of Columbia v. Heller, 554 U.S. 570, 623 (2008). That reading of Miller could be considered a distortion from an originalist standpoint; indeed, Justice Scalia’s majority opinion scrupulously avoided saying it accurately captured the original public meaning, only that it was “fairly supported by the historical tradition.”214Id. at 627. Indeed, this aspect of Heller has been criticized on originalist grounds. See Enrique Schaerer, What the Heller?: An Originalist Critique of Justice Scalia’s Second Amendment Jurisprudence, 82 U. Cin. L. Rev. 795, 813–21 (2014).
The concern that reharmonizing precedent might distort doctrinal development cannot be dismissed out of hand. But it should also be kept in perspective. Stare decisis always raises this concern by encouraging courts to stick with precedent even when they suspect it was wrongly decided. Moreover, many legal rules are naturally cabined to their local context. As Chad Oldfather put it,
[T]he methodologies that the Court develops for lower courts to use in implementing the “testimonial hearsay” standard are by their nature limited to the narrow doctrinal confines of the relationship between the Confrontation Clause and hearsay. There is no danger of their leading to inadvertent mischief in the law of takings or the dormant Commerce Clause.215Chad M. Oldfather, Methodological Stare Decisis and Constitutional Interpretation, in Precedent in the United States Supreme Court 135, 135 (Christopher J. Peters ed., 2013).
The extent to which reharmonizing risks distorting doctrine can thus only be assessed on a case-by-case basis. It is not a blanket reason to keep a thumb off the scale when deciding whether to reharmonize.
III. When to Reharmonize
This Part puts the pieces together and advances a three-part test for determining when to reharmonize precedent. Specifically, a court should reharmonize one of its prior decisions when (1) its original reasoning is no longer tenable; (2) a plausible alternative legal basis exists on which to uphold its holding or rule; and (3) the benefits of doing so outweigh the costs to doctrinal integrity.
A. Unsustainable Reasoning
Reharmonizing is warranted only when a decision’s original reasoning has either been formally repudiated or otherwise become untenable. If a decision’s original reasoning remains viable, reharmonizing will rarely, if ever, be the best option.
A few things can render a decision’s reasoning unsustainable. For instance, an intervening decision might have eroded its doctrinal underpinnings.216See infra Section IV.A. Alternatively, a precedent might rest on a moral worldview out of step with prevailing sensibilities, such as by relying on racial or gender stereotypes a modern court would be loath to dignify.217See Rice, supra note 119 (offering examples of this phenomenon).
Ultimately, however, it is beyond the scope of this Article to settle the precise circumstances in which courts may legitimately depart from their prior reasoning.218Compare, e.g., Levi, supra note 153, at 502 (“It is not what the prior judge intended that is of any importance; rather it is what the present judge, attempting to see the law as a fairly consistent whole, thinks should be the determining classification.”), with Dorf, supra note 7, at 2039 (“[O]verruling of an earlier case’s rationale ought only occur if the criteria for departing from stare decisis are met.”). For present purposes, it should suffice to say that reharmonizing is a tool for the second-best world219Randy J. Kozel, Stare Decisis in the Second-Best World, 103 Calif. L. Rev. 1139 (2015).—one in which a court can no longer stand by a decision’s original reasoning and must decide what to do next. Reharmonizing recognizes the reality of legal change and seeks to shape it in the most productive and least disruptive way possible. This first step in the analysis is a gut check that such change is truly necessary.
B. Plausible Alternative Legal Basis
Reharmonizing is only appropriate when there is a plausible alternative legal basis on which to uphold an undermined precedent.220This focus on “plausibility” is broadly consistent with the influential account Caleb Nelson has advanced on the relationship of stare decisis to legal indeterminacy. See Nelson, supra note 118; see also Gamble v. United States, 139 S. Ct. 1960, 1985–86 (2019) (Thomas, J., concurring) (endorsing a version of Nelson’s argument). According to Nelson, stare decisis historically bound courts to follow precedent only if it fell within a “range of indeterminacy.” Nelson, supra note 118, at 5–11. If a precedent represents a plausible interpretation of the “external sources of law that courts were supposed to apply,” courts were obligated to follow it. Id. at 5. But where those external sources of law made clear that a precedent was “demonstrably erroneous,” courts were free to reach their own conclusions. Id. at 7–8. How are courts to determine whether an alternative legal basis is “plausible”? The short answer is: Courts know plausibility when they see it.221See Richard H. Fallon, Jr., Foreword: Implementing the Constitution, 111 Harv. L. Rev. 54, 124–25 (1997) (“It is notorious, even to the Justices themselves, that a broad ambit frequently exists for reasonable disagreement about how precedents are best interpreted and tests best applied.”). We all have an intuitive sense of when a legal question seems “close,” and thus potentially susceptible to more than one plausible resolution. Recall H.L.A. Hart’s famous hypothetical rule decreeing that there be “No Vehicles in the Park.”222H.L.A. Hart, Positivism and the Separation of Law and Morals, 71 Harv. L. Rev. 593, 607 (1958). We might disagree on whether a bicycle is a vehicle.223Compare William N. Eskridge, Jr., Interpreting Law: A Primer on How to Read Statutes and the Constitution 45–46 (2016) (a bicycle is a vehicle), with Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 37–38 (2012) (a bicycle is not a vehicle). But most of us would agree (as Hart himself did) that a bicycle is at least plausibly a vehicle.224Hart, supra note 222, at 607 (“Bicycles” fall within a “penumbra of debatable cases in which words are neither obviously applicable nor obviously ruled out.”).
The long answer is that the fonts of legal indeterminacy are manifold. Start with epistemic concerns. Even if we all agreed (which we do not) that the proper way to interpret the Constitution is to ascertain its original public meaning, we might still lack sufficient historical information from which to reconstruct how a given constitutional phrase was understood by the American public in 1789 (much less how that understanding maps on to a particular legal controversy in 2026).225See Sachs, supra note 69, at 801–02.
Legal indeterminacy can also arise from its linguistic counterpart. Kevin Tobia recently surveyed a group of English speakers on whether a bicycle is a vehicle.226Kevin P. Tobia, Testing Ordinary Meaning, 134 Harv. L. Rev. 726, 753–54 (2020). There was significant disagreement: A little under two-thirds of respondents said “yes,” a little more than one-third said “no.”227Id. at 766 fig. 5. Even with perfect information about how ordinary speakers understand the word “vehicle,” we might conclude that there is simply insufficient consensus on the boundary of that term for there to be a definitive plain-language answer as to whether a bicycle qualifies.
Furthermore, some legal tests call for the exercise of judgment. For instance, the test set out in Mathews v. Eldridge asks whether the process afforded to a claimant denied public benefits is constitutionally sufficient in light of the nature of the benefit at issue, the risk of an erroneous deprivation, and the burden of additional process on the government.228Mathews v. Eldridge, 424 U.S. 319, 334–35 (1976). By its very nature, that kind of open-ended balancing test will lack a definite answer in any number of challenging edge cases.
Each of these forms of indeterminacy can lead to there being more than one plausible resolution to a legal question. In fact, some legal concepts—the rule of lenity, the doctrine of constitutional avoidance, the now-defunct Chevron interpretive regime—expressly depend on the idea that legal questions sometimes have more than one plausible resolution.229
. See generally Richard M. Re, Clarity Doctrines, 86 U. Chi. L. Rev. 1497 (2019) (offering a framework for understanding the nature of legal clarity in different doctrinal contexts). Although, as discussed infra note 232 and accompanying text, some jurists and commentators have expressed skepticism of doctrines predicated on a threshold finding of ambiguity. See, e.g., Brett M. Kavanaugh, Fixing Statutory Interpretation, 129 Harv. L. Rev. 2118, 2134–59 (2016).
At the same time, the circumstances in which a judge will recognize multiple plausible outcomes will turn in part on her interpretive philosophy.230See Nelson, supra note 118, at 4 (suggesting “a possible link between one’s perceptions of legal indeterminacy and one’s views about stare decisis,” because “the more determinate one considers the external sources of the law that judicial decisions seek to apply, the less frequently one might deem precedents binding”). Legal realists are disposed to think that legal doctrine is indeterminate and can be manipulated to preferred ends.231See generally Karl N. Llewellyn, The Bramble Bush: On Our Law and Its Study (1930). Legal formalists often maintain that legal questions generally have a single correct answer.232Justices Thomas, Gorsuch, and Kavanaugh are among the foremost proponents of legal determinism on the current Supreme Court. See Neil Gorsuch, A Republic, If You Can Keep It 136 (2019) (quoting Judge Raymond Kethledge) (“[S]tatutory ambiguities are less like dandelions on an unmowed lawn than they are like manufacturing defects in a modern automobile: they happen, but they are pretty rare . . . .”); Clarence Thomas, Judging, 45 U. Kan. L. Rev. 1, 5 (1996) (“My vision of the process of judging is unabashedly based on the proposition that there are right and wrong answers to legal questions.”); Kisor v. Wilkie, 139 S. Ct. 2400, 2448 (2019) (Kavanaugh, J., concurring in the judgment) (“If a reviewing court employs all of the traditional tools of construction, the court will almost always reach a conclusion about the best interpretation of the regulation at issue.”). But it is not only formalists who believe legal questions have one right answer—a proposition strongly associated with Ronald Dworkin. See generally Ronald Dworkin, Justice for Hedgehogs (2013).
This is a disappointing conclusion, because it suggests that the class of judges currently most likely to aver that a precedent’s reasoning is unsustainable (i.e., formalists) may also be the least likely to see a plausible alternative legal basis for it. Still, there is reason not to despair. Nearly all jurists and commentators, regardless of their interpretive persuasions, acknowledge that legal questions are sometimes susceptible to multiple plausible resolutions. Many originalists recognize what Lawrence Solum calls the “construction zone”—an area in which “the constitutional text does not provide determinate answers to constitutional questions”—even if they disagree on its size.233Lawrence B. Solum, Originalism and Constitutional Construction, 82 Fordham L. Rev. 453, 453 (2013). But see John O. McGinnis & Michael B. Rappaport, The Power of Interpretation: Minimizing the Construction Zone, 96 Notre Dame L. Rev. 919 (2021). And those who believe that multiple classes of inputs legitimately factor into legal interpretation might countenance an even broader range of outcomes.234Interpretive pluralists applying the thumb-on-the-scale approach to reharmonizing might benefit from Fallon’s theory of “constructivist coherence” and Berman’s theory of “organic pluralism.” See Richard H. Fallon, Jr., A Constructivist Coherence Theory of Constitutional Interpretation, 100 Harv. L. Rev. 1189, 1189 (1987) (offering a way of addressing “the commensurability problem” faced by pluralists who must answer “how the different kinds of argument fit together or weigh against each other in a single, presumptively coherent, constitutional calculus”); Mitchell N. Berman, How Practices Make Principles and How Principles Make Rules, 28 J. Ethics & Soc. Phil. 299, 325 (2024) (proposing a method of “aggregation” by which “a large number of variegated norms with diverse weights can determine or constitute more determinate legal norms” as opposed to “merely make soup”) (cleaned up). But see Richard H. Fallon, Jr., The Many and Varied Roles of History in Constitutional Adjudication, 90 Notre Dame L. Rev. 1753, 1812 n.300 (2015) (“In retrospect, I believe that my earlier article did a better job of framing a problem that previously had been largely overlooked than of solving the problem that it framed.”). For instance, in Constitutional Fate, Philip Bobbitt famously set out six interpretive modalities (textual, historical, structural, doctrinal, ethical, and prudential), any of which, he claimed, could establish the soundness of a constitutional interpretation.235 Philip Chase Bobbitt, Constitutional Fate 7–8, 125 (1982). Other scholars, such as Jack Balkin, have since proposed additional forms of legitimate constitutional argument on top of Bobbitt’s original list of modalities. See Jack M. Balkin, Memory and Authority: The Uses of History in Constitutional Interpretation 3–4 (2024).
So plausibility might be in the eye of the beholder—but almost all of us see it sometimes.
C. Benefits Outweigh Costs
And finally, courts should only reharmonize precedent when the benefits of doing so outweigh the costs. This is an easy call when the alternative legal basis for preserving an undermined decision is not just plausible, but independently persuasive. There is only upside to reharmonizing such cases, and courts should not hesitate to do so.
Things are a bit trickier when a court believes that an alternative legal basis for an undermined precedent is plausible, but on balance unpersuasive, such that the court would not accept it if the underlying legal proposition at issue were a matter of first impression. In such circumstances, courts need to tally up the benefits and costs of reharmonizing a given precedent as best they can and see how the scales tip.
As noted above, the primary virtue of reharmonizing is that it often promotes the values underlying stare decisis.236See supra Section II.A. Figuring out whether reharmonizing a particular precedent would advance those values is a two-step process. The first step asks whether a decision has generated meaningful reliance interests, garnered broad public acceptance, or otherwise formed an important part of the legal fabric.237Of course, courts might run into epistemic challenges when trying to discern the scope of real-world reliance interests, a problem that faces all precedential analyses. See, e.g., Kimble v. Marvel Ent., LLC, 576 U.S. 446, 457 (2015) (“To be sure, Marvel and Kimble disagree about whether Brulotte has actually generated reliance. . . . To be honest, we do not know (nor, we suspect, do Marvel and Kimble).”). If not, there will be less of a point in bothering to reharmonize it.238Given that Supreme Court opinions tend to enjoy broader public awareness and foster greater reliance than lower court opinions, we might expect that this step will more often be met at the Supreme Court than at the Courts of Appeals.
The second step asks whether reharmonizing would actually vindicate the stare decisis values attached to a precedent. Because those values often form primarily around a decision’s low-level aspects, merely preserving a case’s holding will often suffice to satisfy this step. That said, there are also times when a relatively high-level aspect of a precedent is more influential than its concrete result.239Consider Marbury v. Madison, 5 U.S. (1 Cranch) 137 (1803), whose high-level rationale concerning judicial review is far better known than any narrower description of its holding. If that high-level rationale is rejected, we might be in trouble so deep no amount of reharmonizing is likely to dig us out. But see Kermit Roosevelt III & Heath Khan, McCulloch v. Marbury, 34 Const. Comment. 263, 265–66 (2019) (arguing that the canonical statement of judicial review should instead be McCulloch v. Maryland, 17 U.S. (4 Wheat.) 316 (1819)). For instance, in McDonnell Douglas Corp. v. Green,240McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). the Supreme Court established a three-part burden-shifting test for adjudicating cases of alleged disparate treatment under Title VII of the Civil Rights Act of 1964.241Id. at 802. To the extent McDonnell Douglas has generated reliance interests or popular acceptance, it is overwhelmingly in terms of its complex evidentiary framework. Little would be accomplished by reharmonizing any lower-level aspect of McDonnell Douglas without also preserving that three-part test.242While the Court relied on McDonnell Douglas in Ames v. Ohio Department of Youth Services, 145 S. Ct. 1540 (2025), Justice Thomas’s concurrence (joined by Justice Gorsuch) asserted that “the McDonnell Douglas framework lacks any basis in the text of Title VII and has proved difficult for courts to apply” and that he “would be willing to consider whether the McDonnell Douglas framework is a workable and useful evidentiary tool.” Id. at 1548 (Thomas, J., concurring).
As noted above, reharmonizing precedent also provides benefits beyond the standard stare decisis fare. It respects the evolutionary, case-by-case process of doctrinal development and helps to justify changes to doctrinal rules by grounding them in previously adjudicated fact patterns.243See supra Section II.B. It increases the chance a court will arrive at the platonic “right” answer in close cases given the reality that some doctrinal shifts turn out to be misguided.244See supra Section II.C. And it can help to usher in a return to doctrinal clarity in the aftermath of an avulsive legal change.245See supra Section II.D. Each of these benefits adds to the tally in favor of reharmonizing.
Against those benefits, courts must weigh the costs. The primary concern is that accepting a plausible, but on balance unpersuasive, alternative legal basis might unduly distort doctrine. For the Courts of Appeals, this also encompasses the possibility that reharmonizing will generate a circuit split or Supreme Court reversal.246Of course, it is not always possible for courts to predict the effect that their decisions will have on the path of the law. But it is often apparent whether a given legal proposition is likely to have broad application beyond closely related sets of factual or legal circumstances; likewise, circuit splits are more likely to arise (and Supreme Court review more likely to be granted) on some legal questions than others. See supra Section II.A.2. In assessing the costs of doctrinal distortion, courts should be sensitive to the nature of the legal question at issue. A court might be willing to tolerate larger distortions in a dispute over, say, the Employee Retirement Income Security Act of 1974 (which Congress can correct if it chooses to) than when adjudicating important issues of First Amendment law (which Congress must learn to live with).247This loosely tracks the Court’s view that stare decisis is less constraining when it comes to constitutional interpretation. See, e.g., Ramos v. Louisiana, 140 S. Ct. 1390, 1405 (2020); Knick v. Township of Scott, 139 S. Ct. 2162, 2177 (2019); Franchise Tax Bd. of Cal. v. Hyatt, 139 S. Ct. 1485, 1499 (2019).
IV. Reharmonizing in Practice
This Part explores how the framework set out in Part III comports with the doctrinal frameworks governing the use of precedent in the federal courts. As I will show, reharmonizing is both consistent with, and helps to clarify, the “special justification” test sometimes invoked by the Supreme Court, as well as the Shearson and prior panel precedent rules deployed by the Courts of Appeals. To illustrate, I explore the precedential issues surrounding the demise of Chevron deference, the possible end of substantive due process, and the hollowing out of Bivens doctrine.
A. Chevron and the Special Justification Test
Several Supreme Court justices apply (albeit inconsistently) what is known as the “special justification” test.248See, e.g., Loper Bright Enters. v. Raimondo, 144 S. Ct. 2244, 2273 (2024) (majority opinion of Roberts, C.J.); Students for Fair Admissions, Inc. v. President & Fellows of Harvard Coll., 143 S. Ct. 2141, 2245 (2023) (Sotomayor, J., dissenting); Ramos v. Louisiana, 140 S. Ct. 1390, 1413 (2020) (Kavanaugh, J., concurring in part); Gamble v. United States, 139 S. Ct. 1960, 1969 (2019) (majority opinion of Alito, J.); Kimble v. Marvel Ent., LLC, 576 U.S. 446, 458 (2015) (majority opinion of Kagan, J.). Justice Thomas, however, rejects the test outright. Gamble, 139 S. Ct. at 1986 (Thomas, J., concurring). As its name suggests, that test purports to require the Court to identify a special justification for overruling a precedent beyond merely a belief that it was wrongly decided.249See Gamble, 139 S. Ct. at 1969. Some special justifications arise from features of an opinion that are, in theory, distinct from an assessment of its merits (e.g., that the precedent has proven “unworkable” in practice). Other justifications, however, are expressly tethered to a case’s substantive correctness.250The use of such “merits-sensitive” special justifications has come under scrutiny, see Kozel, supra note 137, but is descriptively part of what the Court looks to in deciding whether to overturn precedent.
One such merits-sensitive special justification is “doctrinal erosion.”251See, e.g., United States v. Gaudin, 515 U.S. 506, 521 (1995) (holding that overruling is warranted where a case’s “underpinnings [have been] eroded, by subsequent decisions of [the Supreme] Court”); Patterson v. McLean Credit Union, 491 U.S. 164, 173 (1989) (“Where such changes have removed or weakened the conceptual underpinnings from the prior decision . . . or where the later law has rendered the decision irreconcilable with competing legal doctrines or policies . . . the Court has not hesitated to overrule an earlier decision.”). Erosion occurs when “a significant change in, or subsequent development of,” Supreme Court case law has chipped away at a decision’s doctrinal underpinnings.252Agostini v. Felton, 521 U.S. 203, 236 (1997). While this logic is usually voiced in the constitutional law context, Supreme Court case law (and logic) suggests it also extends elsewhere. See Leegin Creative Leather Prods., Inc. v. PSKS, Inc., 551 U.S. 877, 900 (2007) (discussing the effect of doctrinal erosion on antitrust precedent). In other words, the Court cites doctrinal erosion when a decision’s reasoning is no longer sustainable in light of intervening case law—the very circumstance in which it might instead choose to reharmonize.
The framework set out above helps to explain whether courts should overrule or reharmonize precedent whose doctrinal underpinnings have been eroded.253Or, in some instances, they might confine such a case to its facts. See Rice & Boeglin, supra note 82, at 872. Consider Loper Bright, in which the Court faced two precedential dilemmas.254Loper Bright also invoked Chevron’s supposed “unworkability” as a special justification for overruling it. See Loper Bright Enters. v. Raimondo, 144 S. Ct. 2244, 2271 (2024). If the Court’s reasoning in this regard were persuasive (which I do not believe it was), it would have provided a compelling reason not to accept an alternative rationale for Chevron’s rule. First, it had to decide whether to preserve Chevron’s deferential interpretive framework, either on its original rationale or on an alternative legal basis. Others have argued that the ordinary operation of stare decisis should have persuaded the Court to uphold Chevron in full.255See, e.g., Barnett & Walker, supra note 4, at 476. This Article can add little to that well-aired (and now largely moot) debate.
I have more to say, however, about the Court’s refusal to accept an alternative legal basis for Chevron’s decision rule. As Randy Kozel (rightly) argued prior to Loper Bright, “principles of stare decisis support judicial efforts to retheorize Chevron in order to preserve the case’s rule of decision.”256Kozel, supra note 7, at 1027. But the very structure of the Chief Justice’s opinion ensured that Chevron deference never had a fair shot at being reharmonized. The Chief Justice first considered (and rejected) a litany of alternative rationales.257Loper Bright, 144 S. Ct. at 2266 (rejecting the idea that Chevron deference is warranted because “agencies have subject matter expertise regarding the statutes they administer,” because “deferring to agencies purportedly promotes the uniform construction of federal law,” or because “resolving statutory ambiguities can involve policymaking best left to political actors, rather than courts”). Only after the Chief Justice had rejected each of them—nearly thirty pages into his opinion—did he ask whether “the doctrine governing judicial adherence to precedent[] requires us to persist in the Chevron project.”258Id. at 2270. That approach took the Court’s thumb off the scale in favor of reharmonizing the doctrine of Chevron deference by requiring any alternative rationale to be independently persuasive, not just plausible.
The Chief Justice’s eagerness to dispose of Chevron’s two-step interpretive framework did not translate into a desire to overrule the Court’s hundred-plus past decisions applying it, however. The Court thus faced a second precedential quandary: How could it overrule Chevron’s rule without disturbing its progeny?
The Chief Justice opted for ipse dixit: Loper Bright “do[es] not call into question” the Court’s “prior cases that relied on the Chevron framework.”259Id. at 2273. That is, “[t]he holdings of those cases that specific agency actions are lawful—including the Clean Air Act holding of Chevron itself—are still subject to statutory stare decisis despite our change in interpretive methodology.”260Id. Why? The Chief Justice’s explanation consisted of two sentences: “Mere reliance on Chevron cannot constitute a ‘ “special justification” ’ for overruling such a holding, because to say a precedent relied on Chevron is, at best, ‘just an argument that the precedent was wrongly decided.’ That is not enough to justify overruling a statutory precedent.”261Id. (citations omitted) (quoting Halliburton Co. v. Erica P. John Fund, Inc., 573 U.S. 258, 266 (2014)).
The Chief Justice’s terse explanation has confounded commentators and lower courts alike.262See Jonathan Remy Nash, Chevron Stare Decisis in a Post-Loper Bright World, 110 Iowa L. Rev. Online 180 (2025); Christopher J. Walker, What Loper Bright Enterprises v. Raimondo Means for the Future of Chevron Deference, Yale J. on Regul. Notice & Comment (June 28, 2024), https://yalejreg.com/nc/what-loper-bright-enterprises-v-raimondo-means-for-the-future-of-chevron-deference/ [perma.cc/EW2A-X4Q7] (“I am not too confident this will do the trick, but time will tell.”); Aaron Baum, How Much of the Regulatory State Is Safe Post-Loper Bright?, Harv. Admin. L. Blog (Dec. 20, 2024), https://harvardlawreview.org/blog/2024/12/how-much-of-the-regulatory-state-is-safe-post-loper-bright/ [perma.cc/N5NM-YY2A] (“It is unsurprising that lower courts have been inconsistent in their reading of, and adherence to, the Chief Justice’s stare decisis instruction.”). Start with the dubious claim that discarding Chevron deference was not a “special justification” for overruling Chevron-era cases despite the manifest erosion of their doctrinal underpinnings. The only support the Chief Justice offered for that proposition was a bare citation to CBOCS West, Inc. v. Humphries.263CBOCS W., Inc. v. Humphries, 553 U.S. 442 (2008). In that case, the Court declined to revisit a statutory precedent decided in an era when “the Court placed less weight upon the textual language itself,” reasoning that “[p]rinciples of stare decisis . . . demand respect for precedent whether judicial methods of interpretation change or stay the same.”264Id. at 457. But the logic of CBOCS West does not apply (cleanly at least) to Chevron. The federal courts never treated Chevron deference akin to broad theories of statutory interpretation like textualism or purposivism. While such generalized approaches to reading statutes have never been considered precedentially binding, the same cannot be said of Chevron deference: Both the Supreme Court and lower courts often discussed it as being mandatory.265To be sure, there was a robust academic debate on whether Chevron deference should have been binding on lower courts. See, e.g., Sydney Foster, Should Courts Give Stare Decisis Effect to Statutory Interpretation Methodology?, 96 Geo. L.J. 1863, 1872–74 (2008) (yes); Randy J. Kozel, Statutory Interpretation, Administrative Deference, and the Law of Stare Decisis, 97 Tex. L. Rev. 1125, 1154–57 (2019) (no); Connor N. Raso & William N. Eskridge, Jr., Chevron as a Canon, Not a Precedent: An Empirical Study of What Motivates Justices in Agency Deference Cases, 110 Colum. L. Rev. 1727, 1811 (2010) (only in the sense that interpretive canons are “binding”). But in any event, both the Supreme Court and the Courts of Appeals often acted like it was binding. See Abbe R. Gluck & Richard A. Posner, Statutory Interpretation on the Bench: A Survey of Forty-Two Judges on the Federal Courts of Appeals, 131 Harv. L. Rev. 1298, 1345–46 (2018).
Another problem with the Chief Justice’s explanation is that decisions relying on Chevron are not statutory precedents in the classic sense.266See Nash, supra note 262, at 183. The holdings in those cases boil down to the idea that an agency’s reading of a statute is permissible.267Loper Bright Enters. v. Raimondo, 144 S. Ct. 2244, 2264 (2024). But the significance of that conclusion is unclear after Loper Bright, in which the Chief Justice declared that it “makes no sense to speak of a ‘permissible’ interpretation that is not the one the court, after applying all relevant interpretive tools, concludes is best.”268Id. at 2266. Presumably, the Chief Justice envisions that challenges to a “specific agency action” previously upheld under Chevron should fail. But beyond that narrow scenario, things get much murkier. What if the agency takes a new action (e.g., promulgating a regulation, taking an enforcement action) predicated on the same resolution of a statutory ambiguity? Do Chevron-era precedents insulate those new agency actions from challenge as well? Are agencies “locked in” to the statutory interpretations upheld in a Chevron-era decision? Or do they retain the discretion to adopt a new “permissible” interpretation (as permitted by the Chevron doctrine itself), such as by shifting to the “best” reading of the statute?269See Nash, supra note 262, at 180 (“Providing stare decisis effect to pre-Loper Bright decisions would leave some agencies, but not others, with discretion to choose among reasonable interpretations, or lock in Chevron-era interpretations that are not the best interpretations, as Loper Bright directs.”); see, e.g., Nat’l Cable & Telecomms. Ass’n v. Brand X Internet Servs., 545 U.S. 967, 980–84 (2005) (permitting agencies to switch between “permissible” interpretations of ambiguous statutory language). And whatever the answers to these questions, do they hold true with respect to the many thousands of Chevron-era decisions by the federal Courts of Appeals270Barnett & Walker, supra note 4, at 476. (which do not universally apply a “special justification” test to their own precedent)?
The Chief Justice could have avoided this confusion by applying the framework set out in Part III. First, there will generally be a plausible alternative legal basis on which to uphold Chevron-era decisions: They are (plausibly) the best reading of the statute. That is because Chevron deference only came into play when statutory language was ambiguous and the agency’s reading reasonably resolved that ambiguity. Furthermore, many Chevron-era cases have engendered substantial reliance or significant acceptance among a regulated community. Moreover, recasting the statutory interpretations approved in Chevron-era cases as the “best” statutory reading will usually pose manageable risks of doctrinal distortion, as statutory interpretation is often a statute- and context-specific inquiry.271That is not to say that reharmonizing Chevron-era cases could never pose risks of doctrinal distortion. For instance, courts might face tough questions if the statutory language presented in a post-Loper Bright case closely mirrored that interpreted in a pre-Loper Bright decision. See, e.g., Murillo-Chavez v. Bondi, 128 F.4th 1076, 1086–87 (9th Cir. 2025) (considering whether Chevron-era decisions determining whether a state offense is a “crime involving moral turpitude” (CIMT) for immigration purposes are precedentially valuable when determining whether similarly worded state offenses are also CIMTs).
Furthermore, this framework explains why the Courts of Appeals should generally continue to follow their own Chevron-era decisions. Those decisions are equally straightforward to reharmonize, have often generated reliance interests or broad acceptance, and are relatively unlikely to create disagreement among the Courts of Appeals given that the Chevron doctrine itself significantly lowered the number of circuit splits.272Barnett & Walker, supra note 4, at 477 & n.11.
Reharmonizing Chevron-era decisions would also help resolve questions about their residual scope. An agency would indeed be “locked in” to the interpretation previously upheld in a Chevron-era case. But that would usually pose little practical concern; agencies typically have not backtracked on statutory interpretations upheld in Chevron-era cases anyway.273See Baum, supra note 262 (“[T]he reliance principle behind stare decisis would support binding an agency to a prior interpretation, barring some special justification for changing course.”); Wesley Sze, Note, Did X Mark the Spot?: Brand X and the Scope of Agency Overrides of Judicial Decisions, 68 Stan. L. Rev. 235, 240, 258 (2016) (finding that between 2000 and 2014 “agencies have very rarely promulgated regulations that override judicial interpretations of federal law,” amounting to only “0.12% . . . of all final rules”). For a striking counterexample, see Tennessee v. Becerra, 131 F.4th 350, 357 (6th Cir. 2025), in which the agency reinterpreted the same statute three times over the preceding twenty-five years despite intervening judicial interpretations. And that locked-in interpretation would be valid not only for the specific agency action in which it was previously approved, but also for any other actions based on that same interpretation.274As Loper Bright demonstrates, reharmonizing is relevant beyond the constitutional law context. Chevron is far from the only tool of statutory construction that the justices have been skeptical of. See, e.g., Kavanaugh, supra note 229, at 2153 n.175; Amy Coney Barrett, Congressional Insiders and Outsiders, 84 U. Chi. L. Rev. (Special Issue) 2193, 2204 (2017). Likewise, reharmonizing might be particularly relevant to so-called federal common law, as well as in the international law sphere (if, for instance, the courts were to shift their understandings of the respective authority of the three branches of government over treaty interpretation). See supra notes 160–162 and accompanying text; see generally Jean Galbraith, Making Treaty Implementation More Like Statutory Implementation, 115 Mich. L. Rev. 1309 (2017).
B. Substantive Due Process and the Shearson Rule
The Supreme Court’s Shearson rule imposes an absolute bar on lower courts conducting an “anticipatory overruling” of Supreme Court precedent.275Rodriguez de Quijas v. Shearson/Am. Express, Inc., 490 U.S. 477, 484 (1989) (“If a precedent of this Court has direct application in a case, yet appears to rest on reasons rejected in some other line of decisions, the Court of Appeals should follow the case which directly controls, leaving to this Court the prerogative of overruling its own decisions.”). While the Shearson rule is deeply entrenched in practice (with the Court sometimes calling out defections by lower courts),276See, e.g., Hohn v. United States, 524 U.S. 236, 252–53 (1998) (summarily reversing a lower court decision on the basis that the Court’s “decisions remain binding precedent until [it] see[s] fit to reconsider them, regardless of whether subsequent cases have raised doubts about their continuing vitality”). the rule has come under some criticism. The thrust of the critique is that, when it is obvious that a decision’s underpinnings have been eroded, waiting for the Court to overrule the eroded decision invites unnecessary delay and leaves the law indefinitely muddled.277See C. Steven Bradford, Following Dead Precedent: The Supreme Court’s Ill-Advised Rejection of Anticipatory Overruling, 59 Fordham L. Rev. 39, 42 (1990) (arguing that the Shearson rule is “the wrong position” in light of “the very policies that stare decisis is meant to serve” because “[a]nticipatory overruling makes the law more responsive to change, it ensures litigants fair and equal treatment, it enhances the predictability of the law and it promotes judicial efficiency”); Bradley Scott Shannon, Overruled by Implication, 33 Seattle U. L. Rev. 151, 152 (2009) (arguing that the Shearson rule “is troublesome in that it has caused lower courts to follow Supreme Court precedent that has not yet been expressly overruled, but has been overruled by implication”).
The possibility of reharmonization helps to illuminate the terms of this debate. As discussed in Section IV.A, the fact that a decision’s underpinnings have been eroded does not mean that it will be overruled; it might instead be reharmonized. As a realistic hypothetical will illustrate, this possibility goes a long way toward justifying Shearson’s bright-line rule.
Say that the Supreme Court takes Justice Thomas up on his longstanding desire to hold that the Due Process Clause does not possess a “substantive component.”278See supra note 6 and accompanying text; Sessions v. Dimaya, 138 S. Ct. 1204, 1233 (2018) (Gorsuch, J., concurring). In the aftermath of that doctrinal earthquake, the Courts of Appeals would likely be asked to confront the vitality of a wide range of Court decisions. Substantive due process, after all, underpins constitutional entitlements as diverse as the right to enter interracial and same-sex relationships, to obtain contraception, to cohabit with close family members, and to make educational decisions about one’s children.279I am referring here to the Loving v. Virginia, 388 U.S. 1 (1967), Lawrence v. Texas, 539 U.S. 538 (2003), Obergefell v. Hodges, 576 U.S. 644 (2015), and Griswold v. Connecticut, 381 U.S. 479 (1965) decisions already discussed, as well as cases like Meyer v. Nebraska, 262 U.S. 390 (1923) and Moore v. City of E. Cleveland, 431 U.S. 494 (1977). To be sure, some of the cases establishing those rights might well be overruled by the Court itself if substantive due process were erased from constitutional law. Certainly, that is what Justice Thomas has in mind for Griswold, Lawrence, and Obergefell, which he has labeled “demonstrably erroneous decisions.”280Dobbs v. Jackson Women’s Health Org., 142 S. Ct. 2228, 2301 (2022) (Thomas, J., concurring).
But mass overrulings are not inevitable. As Justice Thomas acknowledged in Dobbs, it would first be necessary to decide “whether other constitutional provisions guarantee [these] myriad rights.”281Id. at 2301–02. Justice Alito’s majority opinion nodded to one such possible alternative legal basis: “Some scholars and Justices have maintained that the Privileges or Immunities Clause is the provision of the Fourteenth Amendment that guarantees substantive rights.”282Id. at 2248 n.22 (majority opinion) (citing, inter alia, Akhil Reed Amar, The Bill of Rights: Creation and Reconstruction 163–80 (1998) and John Hart Ely, Democracy and Distrust 22–30 (1980)).
Of course, the Privileges or Immunities Clause is no silver bullet.283Id. at 2302 (Thomas, J., concurring) (noting that the Privileges or Immunities pathway would require “decid[ing] important antecedent questions, including whether the Privileges or Immunities Clause protects any rights that are not enumerated in the Constitution and, if so, how to identify those rights”). Many of the Court’s substantive due process decisions enshrine rights that run counter to common practice at the time of the Fourteenth Amendment’s adoption. As the Dobbs dissenters remarked of the law circa the 1860s,
It did not protect the rights recognized in Lawrence and Obergefell to same-sex intimacy and marriage. It did not protect the right recognized in Loving to marry across racial lines. It did not protect the right recognized in Griswold to contraceptive use.284Id. at 2332 (Breyer, Sotomayor & Kagan, JJ., dissenting). To be clear, I take no position on the accuracy of this characterization of nineteenth-century law, particularly the view that the best reading of the Fourteenth Amendment at the time of its adoption is that it did not license interracial marriage.
To reharmonize Lawrence, Obergefell, and Griswold, therefore, a “history and tradition” test grounded in the Privileges or Immunities Clause would likely need, at minimum, to account for postenactment history and tradition.285Moreover, the actual history and tradition analysis set out in Dobbs is quite restrictive, seemingly requiring a legacy of positive legal protection for claimed fundamental rights. Id. at 2251, 2255. For efforts to show how a constitutional approach focused on history and tradition might be squared with the aims of the progressive legal movement, including retention of certain substantive due process precedents, see, for example, Rachel Bayefsky, Tradition and Feminism in Constitutional Rights Adjudication, 112 Va. L. Rev. 865 (2026); Serena Mayeri, The Critical Role of History After Dobbs, 2 J. Am. Const. Hist. 171 (2024). The Court in Dobbs pointedly left open whether such history and traditions can rightly be considered.286Dobbs, 142 S. Ct. at 2258 (“[W]e accept for the sake of argument[ ]that the specific practices of States at the time of the adoption of the Fourteenth Amendment do not mark the outer limits of the substantive sphere of liberty which the Fourteenth Amendment protects.” (cleaned up) (quoting Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, 848 (1992))).
But even if the Privileges or Immunities Clause weren’t up to the task, many of the Court’s substantive due process decisions might survive on other legal bases. As already discussed, some of those decisions might be transposed into Equal Protection Clause doctrine. And still other reharmonizations—say, under the First Amendment—might be available for other substantive due process precedents.287See, e.g., Kenneth L. Karst, The Freedom of Intimate Association, 89 Yale L.J. 624, 653–59 (1980); Geoffrey R. Stone, Same-Sex Marriage and the Establishment Clause, 54 Vill. L. Rev. 617, 618 (2009).
Of course, a lower court might not view any of these reharmonizations as wholly persuasive. But reharmonizing provides a reason to accept even plausible alternative explanations, and the Supreme Court might take a broader view of plausibility than any given lower court judge. In these circumstances, the Shearson rule seems a wiser policy than letting the lower courts take a first crack at deciding which Court precedents should (and should not) be reharmonized. By the same token, the Shearson rule underscores the importance of the Court proactively reharmonizing its undermined precedent, rather than leaving it on the books without settling its status as good law.
C. Bivens and the Law of the Circuit
Finally, consider the “prior panel precedent rule” employed by the federal Courts of Appeals. As a general rule, the decision of one three-judge panel represents the “law of the circuit” and can be overruled only by the Court of Appeals sitting en banc or by a ruling of the Supreme Court.288See Mead, supra note 143, at 797–800. But there is an exception to this rule when overruling panel precedent is necessary to bring circuit law into conformity with intervening Supreme Court case law.289Henry J. Dickman, Note, Conflicts of Precedent, 106 Va. L. Rev. 1345, 1350 (2020) (“All the circuits have a rule allowing a panel to overrule circuit precedent that is contradictory to an intervening Supreme Court decision. The extent of a panel’s authority to engage in this kind of overruling, however, varies by circuit.”).
The Courts of Appeals disagree, however, on how on-point an intervening Supreme Court decision must be to authorize a departure from prior panel precedent. Is it enough that the Supreme Court decision “casts doubt” on circuit precedent?290Union of Needletrades v. U.S. Immigr. & Naturalization Serv., 336 F.3d 200, 210 (2d Cir. 2003). Or must it “actually abrogate or directly conflict with, as opposed to merely weaken, the holding of the prior panel”?291United States v. Kaley, 579 F.3d 1246, 1255 (11th Cir. 2009), aff’d, 571 U.S. 320 (2014). The Courts of Appeals do not answer these questions consistently.292The Courts of Appeals often “rely on vague language that lacks substance” in applying the law of the circuit rule, which fails to explain what should happen when a panel “fac[es] contrary reasoning from the Supreme Court, but not a directly contradictory ruling.” Dickman, supra note 289, at 1353.
The framework set out above helps to illuminate how the Courts of Appeals should deal with potential conflicts of precedent. The first consideration is whether an intervening Supreme Court decision invalidates the essential reasoning of prior panel precedent. If it does not, the Courts of Appeals should continue following it;293That said, the Courts of Appeals should generally endeavor to construe panel precedent in such a way as to avoid deepening any latent tension with Supreme Court case law. See Garner et al., supra note 33, at 300. the mere potential for future conflict is too speculative to empower one three-judge panel to discard the law of the circuit.294Putting some limitation on the ability to invoke an intervening decision as a basis for departing from the law of the circuit is likely needed to counteract opportunistic efforts to evade panel precedent by reference to loosely relevant Supreme Court precedent. Cf. Bastias v. U.S. Att’y Gen., 42 F.4th 1266, 1276 n.1 (11th Cir. 2022) (Newsom, J., concurring) (“[W]e should resist the urge to invoke ‘flabbier variants’ of the prior-panel-precedent rule ‘to “write around” ’ earlier decisions with which we disagree . . . .” (quoting Kondrat’yev v. City of Pensacola, 949 F.3d 1319, 1334 n.1 (11th Cir. 2020) (Newsom, J., concurring))). But critically, even if intervening Supreme Court authority does repudiate the reasoning of circuit precedent, that does not mean that a panel should lightly discard it. Instead, it should determine whether there is a plausible alternative legal basis for reharmonizing circuit precedent. If there is not, it should be overruled. But if there is, the panel should weigh the benefits of reharmonizing against the costs, accounting for the chance of creating a circuit split or disagreement by the Supreme Court.
Take the rampant confusion in the Courts of Appeals over how to apply the remnants of the Bivens line of cases. In Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics,295Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388 (1971). the Supreme Court held that persons subjected to unreasonable searches and seizures in violation of the Fourth Amendment may sue federal officials for money damages, despite the absence of a statutory cause of action.296Id. at 397. In two follow-on cases, the Court likewise recognized implied causes of action to sue for damages under the Fifth Amendment’s Due Process Clause in Davis v. Passman and under the Eighth Amendment’s Cruel and Unusual Punishments Clause in Carlson v. Green.297Davis v. Passman, 442 U.S. 228, 248–49 (1979); Carlson v. Green, 446 U.S. 14, 20 (1980).
The heyday of Bivens was not to last, however. In Ziglar v. Abbasi,298Ziglar v. Abbasi, 137 S. Ct. 1843 (2017). the Court severely limited the scope of Bivens remedies.299See id. at 1858–63. Following Abbasi, an implied remedy for an alleged constitutional violation remains available if it arises in the same “context” as Bivens, Davis, or Carlson.300Id. at 1855. But “even a modest extension” of Bivens, Davis, or Carlson “is still an extension,” and thus presents a “new Bivens context” unless the difference is truly “trivial.”301Id. at 1864–65. If a case presents a “new Bivens context,” an implied cause of action for an alleged constitutional violation is unavailable unless there are no “special factors counselling hesitation” against recognizing it (a virtually impossible test to meet in practice).302Davis, 442 U.S. at 245; see also Egbert v. Boule, 142 S. Ct. 1793, 1805 (2022) (explaining that no new context is available if “there is any rational reason (even one) to think that Congress is better suited to ‘weigh the costs and benefits of allowing a damages action to proceed.’ ” (quoting Ziglar, 137 S. Ct. at 1858)).
Prior to Abbasi, however, the Courts of Appeals had already recognized Bivens remedies for constitutional claims that went beyond the facts of Bivens, Davis, and Carlson. Unsurprisingly, difficult questions have emerged as to the vitality of that circuit precedent post-Abbasi.303Other interesting cases in which the Courts of Appeals have reharmonized pre-Abbasi decisions recognizing Bivens claims include Greenpoint Tactical Income Fund LLC v. Pettigrew, 38 F.4th 555 (7th Cir. 2022), and Jacobs v. Alam, 915 F.3d 1028 (6th Cir. 2019). Consider Egbert v. Boule.304Egbert, 142 S. Ct. 1793. Plaintiff Robert Boule owned the aptly named “Smuggler’s Inn,” a bed-and-breakfast straddling the U.S.–Canada border.305Id. at 1800. Defendant Erik Egbert was a U.S. Border Patrol agent who had previously used Boule as a paid confidential informant.306Id. at 1800–01. Egbert suspected that one of Boule’s guests was seeking to enter the United States illegally and followed the guest to Smuggler’s Inn.307Id. at 1801. After Boule asked Egbert to leave, an altercation ensued, and Egbert reported Boule to various government agencies, including for alleged tax fraud.308Id. at 1801–02. Boule then filed a Bivens suit seeking damages against Egbert for violations of the Fourth Amendment’s prohibition on excessive force and the First Amendment’s prohibition on retaliation for protected speech.309Id. at 1802.
The Ninth Circuit permitted both claims to move forward.310Boule v. Egbert, 998 F.3d 370, 392 (9th Cir. 2021), rev’d, 142 S. Ct. 1793 (2022). It concluded that Boule’s First Amendment and Fourth Amendment claims each presented a new Bivens context.311Boule, 998 F.3d at 389–91. The First Amendment claim was a new context because it concerned an entirely different type of constitutional violation than those in Bivens, Davis, and Carlson.312Id. The Fourth Amendment claim represented a new context because the claims at issue in Bivens were raised against Federal Bureau of Narcotics agents, not Customs and Border Protection (CBP) agents.313Id. at 387–89. Nevertheless, the Ninth Circuit concluded that no special factors counseled hesitation against entertaining Boule’s claims.314Id. In its ruling, the Ninth Circuit cited pre-Abbasi circuit precedent indicating that both First Amendment claims315Id. at 390 (citing Gibson v. United States, 781 F.2d 1334 (9th Cir. 1986)). and claims against CBP agents316Boule, 998 F.3d at 388 (citing Chavez v. United States, 683 F.3d 1102 (9th Cir. 2012)) (“Courts in our circuit and others have allowed various Bivens actions against border patrol agents under the Fourth Amendment.”). were permitted under Bivens.
The Supreme Court reversed on both grounds.317Egbert v. Boule, 142 S. Ct. 1793, 1804 (2022). It split bitterly on whether Boule’s Fourth Amendment claim represented a new context and whether special factors counseled hesitation against allowing the claim to move forward if it did.318Id. at 1804–07. But all nine justices voted to reverse the Ninth Circuit’s decision to entertain Boule’s First Amendment claim.
Consider how the Ninth Circuit could have made use of the framework set out in this Article. Was there a plausible alternative legal basis for the pre-Abbasi cases the Ninth Circuit cited in Egbert? Certainly there was for the cases it cited for the proposition that Bivens permits plaintiffs to sue CBP agents for Fourth Amendment violations; the justices themselves split on that question. But the Ninth Circuit’s conclusion that no special factors counseled against entertaining the First Amendment claims at issue seems implausible. Indeed, none of the justices agreed with it. And even if the Ninth Circuit’s assessment had been plausible, the risk of doctrinal distortion was clearly elevated. As Justice Sotomayor explained, permitting the First Amendment claim to proceed would mean “retaliation claims could potentially be brought against many different federal officers, stretching substantially beyond the ‘common and recurrent sphere of law enforcement’ to reach virtually all federal employees,” giving rise to “a new species of litigation.”319Id. at 1818 (Sotomayor, J., concurring in the judgment in part and dissenting in part) (internal quotation marks omitted).
The Ninth Circuit’s decision to stand by its precedent permitting Fourth Amendment claims against CBP officers thus seems reasonable (if ultimately inconsistent with the views of a majority of the justices). But its decision to permit Boule’s First Amendment claims to proceed was, as the Supreme Court unanimously concluded, misguided.320To be completely fair to the Ninth Circuit, it is worth noting that pre-Abbasi Supreme Court dicta had indicated that First Amendment Bivens claims might be permissible. See, e.g., Hartman v. Moore, 547 U.S. 250, 256 (2006).
Conclusion
This Article identified the phenomenon of precedential reharmonization, defended its use, explained its limits, and showed how it both comports with and helps to explain existing precedential doctrines. Reharmonizing cannot—and should not—save every precedent threatened by shifting interpretive and ideological commitments at the Supreme Court. But it offers a principled and practical means of honoring stare decisis while acknowledging the reality that legal understandings and judicial attitudes invariably change over time. And it offers the federal courts a jurisprudential lifeline to hold on to during an age of overruling.
* Assistant Professor, Villanova University Charles Widger School of Law. Many thanks to Rachel Bayefsky, Mitch Berman, Guido Calabresi, William Eskridge, Jean Galbraith, Abbe Gluck, Randy Kozel, Richard Re, Daniel Rice, Kim Roosevelt, Amanda Shanor, Kate Shaw, Catherine Struve, and the participants at the Penn Carey Law Faculty Ad Hoc Workshop for helpful comments and conversations. Thank you to Aviv Barad, Kyle Bradley, Amanda Donoghue, and Ben Kilano for invaluable research assistance.